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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$92.9M +$1.85M +26,467 +2%
Wells Fargo
2
Wells Fargo
California
$65.9M +$4.97M +71,137 +8%
UBS Group
3
UBS Group
Switzerland
$35.9M -$2.17M -30,995 -6%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$31.9M -$493K -7,052 -2%
LPL Financial
5
LPL Financial
California
$31.1M +$325K +4,648 +1%
RJA
6
Raymond James & Associates
Florida
$24.4M +$3.57M +51,026 +18%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$19.8M -$2.78M -39,810 -13%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$15.5M -$75.1K -1,074 -0.5%
Bank of America
9
Bank of America
North Carolina
$11.1M -$1.97M -28,121 -16%
Stifel Financial
10
Stifel Financial
Missouri
$9.71M +$93K +1,331 +1%
CCM
11
Condor Capital Management
New Jersey
$9.42M +$53.3K +763 +0.6%
Ameriprise
12
Ameriprise
Minnesota
$6.98M -$61.9K -886 -0.9%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$6.58M -$180K -2,573 -3%
KWM
14
Keebeck Wealth Management
Illinois
$6.32M +$6.09M +87,145 New
AG
15
Advisor Group
Arizona
$6.13M +$393K +5,626 +7%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$5.16M +$51.5K +736 +1%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$4.68M -$37.1K -530 -0.8%
GIA
18
Gladstone Institutional Advisory
Florida
$4.37M +$649K +9,285 +18%
HSA
19
HBK Sorce Advisory
Pennsylvania
$4.06M -$25.1K -359 -0.6%
SCA
20
Snowden Capital Advisors
New York
$3.05M -$275K -3,936 -9%
Truist Financial
21
Truist Financial
North Carolina
$2.79M +$2.69M +38,438 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$2.5M -$35.3K -505 -1%
PAG
23
Private Advisor Group
New Jersey
$2.48M +$320K +4,581 +15%
LI
24
LVZ Inc
Michigan
$2.48M +$109K +1,566 +5%
PNC
25
Park National Corp
Ohio
$2.42M +$218K +3,125 +10%
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