Advisor Group’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

Advisor Group’s Portfolio FNX Stock Details FNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$6.13M	Buy	84,488 +5,626	+7%	+$393K	0.04%	356
2019 Q3	$5.33M	Buy	78,862 +9,658	+14%	+$656K	0.04%	391
2019 Q2	$4.76M	Buy	69,204 +6,829	+11%	+$464K	0.04%	399
2019 Q1	$4.18M	Buy	62,375 +2,009	+3%	+$131K	0.03%	427
2018 Q4	$3.49M	Buy	60,366 +14,269	+31%	+$912K	0.03%	416
2018 Q3	$3.3M	Buy	46,097 +16,199	+54%	+$1.15M	0.03%	459
2018 Q2	$2.05M	Buy	29,898 +7,264	+32%	+$490K	0.03%	541
2018 Q1	$1.48M	Buy	22,634 +1,826	+9%	+$122K	0.02%	681
2017 Q4	$1.37M	Buy	20,808 +2,625	+14%	+$168K	0.02%	721
2017 Q3	$1.13M	Sell	18,183 -2,606	-13%	-$156K	0.02%	735
2017 Q2	$1.23M	Sell	20,789 -1,955	-9%	-$114K	0.02%	656
2017 Q1	$1.33M	Buy	22,744 +4,182	+23%	+$243K	0.03%	595
2016 Q4	$1.05M	Sell	18,562 -1,720	-8%	-$93K	0.02%	641
2016 Q3	$1.07M	Sell	20,282 -5,141	-20%	-$270K	0.03%	613
2016 Q2	$1.28M	Buy	+25,423	New	+$1.27M	0.03%	526

Other funds holding FNX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Advisor Group's FNX Position: Q4 2019 in Review

Advisor Group increased its First Trust Mid Cap Core AlphaDEX Fund (FNX) stake by 7.1% in Q4 2019, buying an estimated $393K and bringing the position to 84,488 shares worth $6.13M. The position accounts for 0.04% of the portfolio, ranked #356.

Advisor Group first reported a position in FNX in Q2 2016 and has held it in 15 quarters since. 127 funds tracked by Wall St. Rank hold FNX as of Q4 2019.

Advisor Group held 84,488 shares of First Trust Mid Cap Core AlphaDEX Fund worth $6.13M as of Q4 2019.
Advisor Group bought 5,626 First Trust Mid Cap Core AlphaDEX Fund shares in Q4 2019, an estimated $393K.
First Trust Mid Cap Core AlphaDEX Fund made up 0.04% of Advisor Group's portfolio in Q4 2019, its #356 holding.
Advisor Group first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q2 2016 and has held it in 15 quarters since.
127 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.