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First Trust Mid Cap Core AlphaDEX Fund
FNX

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 71.2 M -USD 1.1 M -18,984 -2%
Wells Fargo
2
Wells Fargo
California
USD 64.9 M +USD 2.43 M +41,826 +4%
UBS Group
3
UBS Group
Switzerland
USD 35.2 M -USD 5.92 M -101,977 -14%
Raymond James Financial Services Advisors
4
Raymond James Financial Services Advisors
Florida
USD 20.6 M +USD 786 k +13,542 +4%
LPL Financial
5
LPL Financial
California
USD 18.5 M +USD 1.54 M +26,605 +9%
Bank of America
6
Bank of America
North Carolina
USD 12 M +USD 19.6 k +338 +0.2%
Stifel Financial
7
Stifel Financial
Missouri
USD 11.3 M +USD 229 k +3,953 +2%
BB&T Securities
8
BB&T Securities
Virginia
USD 9.9 M +USD 914 k +15,740 +10%
Baird Financial Group
9
Baird Financial Group
Wisconsin
USD 9.6 M +USD 862 k +14,847 +10%
Pinnacle Family Advisors
10
Pinnacle Family Advisors
Missouri
USD 9.06 M +USD 2.7 M +46,532 +43%
Raymond James & Associates
11
Raymond James & Associates
Florida
USD 8.1 M -USD 6.64 M -114,388 -45%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
USD 7.77 M +USD 667 k +11,494 +9%
Ameriprise
13
Ameriprise
Minnesota
USD 7.07 M +USD 267 k +4,594 +4%
Condor Capital Management
14
Condor Capital Management
New Jersey
USD 6.53 M +USD 5.63 k +97 +0.1%
HL Financial Services
15
HL Financial Services
Kentucky
USD 4.8 M -USD 191 k -3,283 -4%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
USD 4.73 M +USD 198 k +3,417 +4%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
USD 4.15 M +USD 187 k +3,218 +5%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
USD 4.01 M +USD 128 k +2,212 +3%
Flow Traders U.S.
19
Flow Traders U.S.
New York
USD 3.96 M +USD 3.84 M +66,114 +3,949%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
USD 3.68 M -USD 927 k -15,971 -20%
Jane Street
21
Jane Street
New York
USD 2.89 M +USD 1.4 M +24,176 +96%
Transamerica Financial Advisors
22
Transamerica Financial Advisors
Florida
USD 2.83 M -USD 582 k -10,030 -17%
First Allied Advisory Services
23
First Allied Advisory Services
California
USD 2.58 M +USD 1.12 M +19,276 +77%
First Trust Advisors
24
First Trust Advisors
Illinois
USD 2.1 M +USD 103 k +1,775 +5%
Snowden Capital Advisors
25
Snowden Capital Advisors
New York
USD 2.03 M +USD 194 k +3,336 +11%
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