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First Trust Mid Cap Core AlphaDEX Fund
FNX

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 102 M +USD 13.2 M +252,444 +14%
Wells Fargo
2
Wells Fargo
California
USD 73.9 M +USD 4.31 M +82,584 +6%
UBS
3
UBS
Switzerland
USD 60.9 M -USD 1.06 M -20,256 -2%
Churchill Management
4
Churchill Management
California
USD 35.8 M +USD 11.2 M +214,749 +43%
LPL Financial
5
LPL Financial
California
USD 30.4 M +USD 1.95 M +37,252 +6%
Dorsey Wright & Associates
6
Dorsey Wright & Associates
California
USD 30.4 M +USD 223 k +4,274 +0.7%
Raymond James & Associates
7
Raymond James & Associates
Florida
USD 23.8 M +USD 91.4 k +1,749 +0.4%
Bank of America
8
Bank of America
North Carolina
USD 22.9 M -USD 2.3 M -44,037 -9%
Arrow Investment Advisors
9
Arrow Investment Advisors
Maryland
USD 21.3 M +USD 248 k +4,750 +1%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
USD 14.3 M +USD 3.12 M +59,760 +26%
Astor Investment Management
11
Astor Investment Management
Illinois
USD 13.6 M +USD 3.76 M +72,042 +36%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
USD 13 M +USD 672 k +12,864 +5%
Condor Capital Management
13
Condor Capital Management
New Jersey
USD 8.34 M +USD 371 k +7,097 +4%
ACM
14
Argentus Capital Management
Texas
USD 7.51 M +USD 7.82 M +149,656 Nuevas
Baird
15
Baird
Wisconsin
USD 7.35 M +USD 845 k +16,169 +12%
HL Financial Services
16
HL Financial Services
Kentucky
USD 4.69 M +USD 206 k +3,945 +4%
Stifel Financial
17
Stifel Financial
Missouri
USD 4 M +USD 59.8 k +1,145 +1%
Ameriprise
18
Ameriprise
Minnesota
USD 3.5 M +USD 59.5 k +1,139 +2%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
USD 2.99 M +USD 1.92 M +36,851 +163%
Cetera Advisors
20
Cetera Advisors
Colorado
USD 2.72 M +USD 308 k +5,899 +12%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
USD 2.35 M +USD 68.3 k +1,308 +3%
First Allied Advisory Services
22
First Allied Advisory Services
California
USD 1.95 M +USD 1.55 M +29,611 +326%
American International Group
23
American International Group
New York
USD 1.91 M +USD 749 k +14,336 +60%
Legacy Private Trust
24
Legacy Private Trust
Wisconsin
USD 1.88 M +USD 1.33 M +25,395 +211%
D.A. Davidson & Co
25
D.A. Davidson & Co
Montana
USD 1.86 M +USD 36.9 k +706 +2%
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