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First Trust Mid Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Cresset Asset Management
101
Cresset Asset Management
Illinois
$388K +$368K +2,653 New
Cerity Partners
102
Cerity Partners
New York
$386K +$365K +2,636 New
Apollon Wealth Management
103
Apollon Wealth Management
South Carolina
$376K -$69.3K -500 -16%
PNC Financial Services Group
104
PNC Financial Services Group
Pennsylvania
$372K -$116K -840 -25%
Condor Capital Management
105
Condor Capital Management
New Jersey
$360K – – –
First Trust Advisors
106
First Trust Advisors
Illinois
$355K -$4.17M -30,099 -93%
Waverly Advisors
107
Waverly Advisors
Alabama
$354K – – –
Krilogy Financial
108
Krilogy Financial
Missouri
$353K – – –
Integrated Wealth Concepts
109
Integrated Wealth Concepts
Massachusetts
$350K +$50K +361 +18%
RA
110
Rubicon Advisors
California
$347K +$554 +4 +0.2%
HighPoint Advisor Group
111
HighPoint Advisor Group
Illinois
$340K +$277 +2 +0.1%
Wedbush Securities
112
Wedbush Securities
California
$332K +$19.7K +142 +7%
CWA
113
Crux Wealth Advisors
California
$332K -$6.79K -49 -2%
EAM
114
Empirical Asset Management
Massachusetts
$332K -$16.1K -116 -5%
Pinnacle Financial Partners (Georgia)
115
Pinnacle Financial Partners (Georgia)
Georgia
$330K – – –
CWGL
116
Cedrus Wealth Group LLC
Minnesota
$329K -$26.6K -192 -8%
Intrua Financial
117
Intrua Financial
Texas
$318K -$6.93K -50 -2%
Kingswood Wealth Advisors
118
Kingswood Wealth Advisors
California
$315K +$6.93K +50 +2%
MAI Capital Management
119
MAI Capital Management
Ohio
$307K – – –
Kingsview Wealth Management
120
Kingsview Wealth Management
Oregon
$304K +$9.7K +70 +3%
FAS Wealth Partners
121
FAS Wealth Partners
Kansas
$296K -$20.1K -145 -7%
Titleist Asset Management
122
Titleist Asset Management
Texas
$295K -$3.74K -27 -1%
RFS
123
RM Financial Services
Maine
$293K – – –
XML Financial
124
XML Financial
Maryland
$292K +$276K +1,993 New
Westwood Holdings Group
125
Westwood Holdings Group
Texas
$289K – – –