Empirical Asset Management’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

Empirical Asset Management’s Portfolio FNX Stock Details FNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$305K	Sell	2,382 -282	-11%	-$37.4K	0.08%	291
2025 Q4	$336K	Sell	2,664 -4,924	-65%	-$617K	0.09%	250
2025 Q3	$952K	Sell	7,588 -7,128	-48%	-$861K	0.26%	100
2025 Q2	$1.69M	Buy	14,716 +215	+1%	+$23.3K	0.52%	42
2025 Q1	$1.58M	Buy	14,501 +329	+2%	+$38K	0.54%	41
2024 Q4	$1.64M	Sell	14,172 -1,414	-9%	-$169K	0.54%	39
2024 Q3	$1.83M	Buy	15,586 +9,138	+142%	+$1.03M	0.65%	32
2024 Q2	$700K	Buy	+6,448	New	+$704K	0.26%	109

Other funds holding FNX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

TCTWM

Three Cord True Wealth Management Beaver, Pennsylvania $180M AUM 19.5% 1-Year Est. Return

Empirical Asset Management's FNX Position: Q1 2026 in Review

Empirical Asset Management reduced its First Trust Mid Cap Core AlphaDEX Fund (FNX) stake by 11% in Q1 2026, selling an estimated $37.4K and leaving 2,382 shares worth $305K. The position accounts for 0.08% of the portfolio, ranked #291.

Empirical Asset Management first reported a position in FNX in Q2 2024 and has held it in 8 quarters since. The position peaked at $1.83M in Q3 2024. 208 funds tracked by Wall St. Rank hold FNX as of Q1 2026.

Empirical Asset Management held 2,382 shares of First Trust Mid Cap Core AlphaDEX Fund worth $305K as of Q1 2026.
Empirical Asset Management sold 282 First Trust Mid Cap Core AlphaDEX Fund shares in Q1 2026, an estimated $37.4K.
First Trust Mid Cap Core AlphaDEX Fund made up 0.08% of Empirical Asset Management's portfolio in Q1 2026, its #291 holding.
Empirical Asset Management first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q2 2024 and has held it in 8 quarters since.
Empirical Asset Management's First Trust Mid Cap Core AlphaDEX Fund position peaked at $1.83M in Q3 2024.
208 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q1 2026.

Based on Empirical Asset Management's 13F filing for Q1 2026, filed 11 May 2026.