Keel Point’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

Keel Point’s Portfolio FNX Stock Details FNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-4,313	Closed	-$295K	–	200
2018 Q2	$295K	Sell	4,313 -120	-3%	-$8.1K	0.04%	135
2018 Q1	$290K	Sell	4,433 -170	-4%	-$11.3K	0.04%	129
2017 Q4	$303K	Hold	4,603	–	–	0.04%	135
2017 Q3	$285K	Hold	4,603	–	–	0.04%	134
2017 Q2	$272K	Hold	4,603	–	–	0.05%	135
2017 Q1	$269K	Sell	4,603 -400	-8%	-$23.2K	0.05%	134
2016 Q4	$282K	Hold	5,003	–	–	0.06%	123
2016 Q3	$264K	Buy	+5,003	New	+$263K	0.1%	114
2016 Q2	–	Sell	-4,099	Closed	-$203K	–	134
2016 Q1	$203K	Buy	+4,099	New	+$188K	0.1%	118

Other funds holding FNX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

AIA

Arrow Investment Advisors Laurel, Maryland $93.9M AUM 10.95% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Keel Point's FNX Position: Q3 2018 in Review

Keel Point sold out of First Trust Mid Cap Core AlphaDEX Fund (FNX) in Q3 2018, closing a stake of 4,313 shares — an estimated $295K sold.

Keel Point first reported a position in FNX in Q1 2016 and held it in 9 quarters. The position peaked at $303K in Q4 2017. 111 funds tracked by Wall St. Rank hold FNX as of Q3 2018.

Keel Point reported no remaining First Trust Mid Cap Core AlphaDEX Fund position as of Q3 2018 after selling out during the quarter.
Keel Point sold 4,313 First Trust Mid Cap Core AlphaDEX Fund shares in Q3 2018, an estimated $295K.
Keel Point first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q1 2016 and held it in 9 quarters.
Keel Point's First Trust Mid Cap Core AlphaDEX Fund position peaked at $303K in Q4 2017.
111 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q3 2018.

Based on Keel Point's 13F filing for Q3 2018, filed 7 Nov 2018.