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First Allied Advisory Services Portfolio holdings
AUM
$2.98B
Turnover
16.84%
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow % of AUM
Cap. Flow %
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Avg Time Held
Equity + Options
3.5
years
Top 10 Avg Time Held
Equity + Options
2.5
years
Top 20 Avg Time Held
Equity + Options
2.3
years
Avg Time Held Equity only
3.5
years
Top 10 Avg Time Held Equity only
2.5
years
Top 20 Avg Time Held Equity only
2.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 57.35% |
| 2 | Technology | 12.4% |
| 3 | Healthcare | 5.24% |
| 4 | Consumer Discretionary | 5.17% |
| 5 | Financials | 4.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
301
Lam Research
LRCX
$277B
| $1.93M | 0.06% |
58,070
+8,980
| +18% | +$309K |
2017 Q1
14 quarters
|
|
302
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.12B
| $1.92M | 0.06% |
72,257
-1,610
| -2% | -$43.2K |
2013 Q2
29 quarters
|
|
303
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.46B
| $1.92M | 0.06% |
41,194
-6,296
| -13% | -$297K |
2013 Q3
28 quarters
|
|
304
WisdomTree True Developed International Fund
DOL
$836M
| $1.92M | 0.06% |
46,432
+6,202
| +15% | +$262K |
2019 Q3
4 quarters
|
|
305
State Street Financial Select Sector SPDR ETF
XLF
$54.9B
| $1.91M | 0.06% |
79,364
-2,125
| -3% | -$51.7K |
2013 Q2
29 quarters
|
|
306
AstraZeneca
AZN
$294B
| $1.91M | 0.06% |
17,387
+10,760
| +162% | +$1.2M |
2014 Q3
24 quarters
|
|
307
DocuSign
DOCU
$14.5B
| $1.9M | 0.06% |
8,805
+796
| +10% | +$165K |
2019 Q3
4 quarters
|
|
308
Franklin Income Equity Focus ETF
INCE
$366M
| $1.89M | 0.06% |
48,642
+33,751
| +227% | +$1.3M |
2020 Q1
2 quarters
|
|
309
Accenture
ACN
$150B
| $1.89M | 0.06% |
8,367
+299
| +4% | +$68.5K |
2013 Q2
29 quarters
|
|
310
Enbridge
ENB
$106B
| $1.87M | 0.06% |
64,144
-5,513
| -8% | -$173K |
2013 Q2
29 quarters
|
|
311
iShares US Financial Services ETF
IYG
$2.29B
| $1.87M | 0.06% |
46,032
+3,348
| +8% | +$138K |
2017 Q4
11 quarters
|
|
312
NextEra Energy
NEE
$182B
| $1.87M | 0.06% |
26,940
-232
| -0.9% | -$16K |
2013 Q2
29 quarters
|
|
313
iShares MSCI Germany ETF
EWG
$1.63B
| $1.85M | 0.06% |
+63,499
| New | +$1.86M |
2020 Q3
0 quarters
|
|
314
First Trust Europe AlphaDEX Fund
FEP
$496M
| $1.83M | 0.06% |
54,962
-5,175
| -9% | -$172K |
2014 Q2
25 quarters
|
|
315
DELISTED
Splunk Inc
SPLK
| $1.81M | 0.06% |
9,601
+1,565
| +19% | +$312K |
2019 Q3
4 quarters
|
|
316
FedEx
FDX
$74.7B
| $1.8M | 0.06% |
7,178
-760
| -10% | -$152K |
2013 Q2
29 quarters
|
|
317
J.M. Smucker
SJM
$14.2B
| $1.8M | 0.06% |
15,557
+9,797
| +170% | +$1.09M |
2017 Q4
11 quarters
|
|
318
Sherwin-Williams
SHW
$86.5B
| $1.8M | 0.06% |
7,731
+3,909
| +102% | +$854K |
2016 Q4
15 quarters
|
|
319
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$57.1M
| $1.79M | 0.06% |
65,589
-9,338
| -12% | -$253K |
2018 Q2
9 quarters
|
|
320
Vanguard Global ex-US Real Estate ETF
VNQI
$3.36B
| $1.79M | 0.06% |
36,818
-10,548
| -22% | -$513K |
2013 Q2
29 quarters
|
|
321
State Street SPDR Portfolio Short Term Corporate Bond Index ETF
SPSB
$11.1B
| $1.79M | 0.06% |
56,958
-2,816
| -5% | -$88.3K |
2017 Q2
13 quarters
|
|
322
iShares US Healthcare ETF
IYH
$4.82B
| $1.78M | 0.06% |
39,120
-15,645
| -29% | -$708K |
2013 Q2
29 quarters
|
|
323
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$553M
| $1.77M | 0.06% |
33,082
-4,698
| -12% | -$242K |
2017 Q4
11 quarters
|
|
324
DexCom
DXCM
$30.2B
| $1.76M | 0.06% |
17,124
-356
| -2% | -$37.2K |
2019 Q3
4 quarters
|
|
325
Waste Management
WM
$94.1B
| $1.76M | 0.06% |
15,530
-71
| -0.5% | -$7.85K |
2013 Q2
29 quarters
|
|
Similar funds
First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 59% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.