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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow
% of AUM
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.39% |
| 2 | Healthcare | 5.2% |
| 3 | Consumer Discretionary | 5.17% |
| 4 | Financials | 4.61% |
| 5 | Communication Services | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Lam Research
LRCX
$399B
| $1.93M | 0.06% |
58,070
+8,980
| +18% | +$309K |
|
302
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.22B
| $1.92M | 0.06% |
72,257
-1,610
| -2% | -$43.2K |
|
303
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.36B
| $1.92M | 0.06% |
41,194
-6,296
| -13% | -$297K |
|
304
WisdomTree True Developed International Fund
DOL
$820M
| $1.92M | 0.06% |
46,432
+6,202
| +15% | +$262K |
|
305
State Street Financial Select Sector SPDR ETF
XLF
$55.3B
| $1.91M | 0.06% |
79,364
-2,125
| -3% | -$51.7K |
|
306
AstraZeneca
AZN
$263B
| $1.91M | 0.06% |
17,387
+10,760
| +162% | +$1.2M |
|
|
DOCU
307
DocuSign
DOCU
$9.14B
| $1.9M | 0.06% |
8,805
+796
| +10% | +$165K |
|
|
INCE
308
Franklin Income Equity Focus ETF
INCE
$132M
| $1.89M | 0.06% |
48,642
+33,751
| +227% | +$1.3M |
|
309
Accenture
ACN
$85.7B
| $1.89M | 0.06% |
8,367
+299
| +4% | +$68.5K |
|
310
Enbridge
ENB
$123B
| $1.87M | 0.06% |
64,144
-5,513
| -8% | -$173K |
|
311
iShares US Financial Services ETF
IYG
$2.13B
| $1.87M | 0.06% |
46,032
+3,348
| +8% | +$138K |
|
312
NextEra Energy
NEE
$186B
| $1.87M | 0.06% |
26,940
-232
| -0.9% | -$16K |
|
313
iShares MSCI Germany ETF
EWG
$1.51B
| $1.85M | 0.06% |
+63,499
| New | +$1.86M |
|
314
First Trust Europe AlphaDEX Fund
FEP
$516M
| $1.83M | 0.06% |
54,962
-5,175
| -9% | -$172K |
|
|
SPLK
315
DELISTED
Splunk Inc
SPLK
| $1.81M | 0.06% |
9,601
+1,565
| +19% | +$312K |
|
316
FedEx
FDX
$75.9B
| $1.8M | 0.06% |
7,178
-760
| -10% | -$152K |
|
317
J.M. Smucker
SJM
$12.6B
| $1.8M | 0.06% |
15,557
+9,797
| +170% | +$1.09M |
|
318
Sherwin-Williams
SHW
$78.9B
| $1.79M | 0.06% |
7,731
+3,909
| +102% | +$854K |
|
319
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$74.1M
| $1.79M | 0.06% |
65,589
-9,338
| -12% | -$253K |
|
320
Vanguard Global ex-US Real Estate ETF
VNQI
$3.47B
| $1.79M | 0.06% |
36,818
-10,548
| -22% | -$513K |
|
321
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
| $1.79M | 0.06% |
56,958
-2,816
| -5% | -$88.3K |
|
322
iShares US Healthcare ETF
IYH
$3.05B
| $1.78M | 0.06% |
39,120
-15,645
| -29% | -$708K |
|
323
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$587M
| $1.77M | 0.06% |
33,082
-4,698
| -12% | -$242K |
|
324
DexCom
DXCM
$27.6B
| $1.76M | 0.06% |
17,124
-356
| -2% | -$37.2K |
|
325
Waste Management
WM
$94.9B
| $1.76M | 0.06% |
15,530
-71
| -0.5% | -$7.85K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.