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First Allied Advisory Services Portfolio holdings
AUM
$2.98B
Turnover
16.84%
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow % of AUM
Cap. Flow %
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Avg Time Held
Equity + Options
3.5
years
Top 10 Avg Time Held
Equity + Options
2.5
years
Top 20 Avg Time Held
Equity + Options
2.3
years
Avg Time Held Equity only
3.5
years
Top 10 Avg Time Held Equity only
2.5
years
Top 20 Avg Time Held Equity only
2.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 57.35% |
| 2 | Technology | 12.4% |
| 3 | Healthcare | 5.24% |
| 4 | Consumer Discretionary | 5.17% |
| 5 | Financials | 4.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
251
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.9B
| $2.43M | 0.08% |
8,747
-530
| -6% | -$145K |
2013 Q2
29 quarters
|
|
252
Colgate-Palmolive
CL
$78B
| $2.4M | 0.08% |
31,096
-32
| -0.1% | -$2.44K |
2013 Q2
29 quarters
|
|
253
Innovator S&P Investment Grade Preferred ETF
EPRF
$62.1M
| $2.4M | 0.08% |
98,892
+39,092
| +65% | +$943K |
2019 Q1
6 quarters
|
|
254
Vanguard Consumer Staples ETF
VDC
$8.29B
| $2.39M | 0.08% |
14,628
+665
| +5% | +$107K |
2013 Q2
29 quarters
|
|
255
iShares Floating Rate Bond ETF
FLOT
$11.7B
| $2.39M | 0.08% |
47,038
+10,122
| +27% | +$513K |
2016 Q3
16 quarters
|
|
256
iShares US Basic Materials ETF
IYM
$1.22B
| $2.38M | 0.08% |
+24,147
| New | +$2.37M |
2020 Q3
0 quarters
|
|
257
Medtronic
MDT
$130B
| $2.38M | 0.08% |
22,945
-93
| -0.4% | -$9.34K |
2013 Q2
29 quarters
|
|
258
MidCap Financial Investment
MFIC
$853M
| $2.38M | 0.08% |
288,289
+42,965
| +18% | +$397K |
2015 Q4
19 quarters
|
|
259
Altria Group
MO
$127B
| $2.38M | 0.08% |
61,539
+1,277
| +2% | +$53.1K |
2013 Q2
29 quarters
|
|
260
Shopify
SHOP
$189B
| $2.37M | 0.08% |
23,170
+3,530
| +18% | +$351K |
2018 Q2
9 quarters
|
|
261
iShares Core MSCI Europe ETF
IEUR
$9.8B
| $2.34M | 0.08% |
52,355
-8,477
| -14% | -$384K |
2015 Q3
20 quarters
|
|
262
ARK Next Generation Technology ETF
ARKW
$1.59B
| $2.34M | 0.08% |
21,532
+14,496
| +206% | +$1.47M |
2018 Q3
8 quarters
|
|
263
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$705M
| $2.33M | 0.08% |
59,881
-1,052
| -2% | -$40.1K |
2020 Q2
1 quarter
|
|
264
Teladoc Health
TDOC
$1.63B
| $2.29M | 0.08% |
10,434
+4,008
| +62% | +$849K |
2019 Q4
3 quarters
|
|
265
Southwest Airlines
LUV
$22.7B
| $2.28M | 0.08% |
60,853
+6,532
| +12% | +$232K |
2015 Q1
22 quarters
|
|
266
Micron Technology
MU
$820B
| $2.28M | 0.08% |
48,482
-1,631
| -3% | -$78.9K |
2014 Q2
25 quarters
|
|
|
RTL
267
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
| $2.27M | 0.08% |
362,643
-96,046
| -21% | -$680K |
2018 Q3
8 quarters
|
|
268
First Trust NYSE Arca Biotechnology Index Fund
FBT
$3.03B
| $2.26M | 0.08% |
+14,358
| New | +$2.35M |
2020 Q3
0 quarters
|
|
269
iShares S&P Small-Cap 600 Growth ETF
IJT
$7.44B
| $2.25M | 0.08% |
25,522
-11,118
| -30% | -$994K |
2013 Q2
29 quarters
|
|
270
Union Pacific
UNP
$179B
| $2.24M | 0.08% |
11,399
+143
| +1% | +$26.6K |
2013 Q2
29 quarters
|
|
|
ATVI
271
DELISTED
Activision Blizzard
ATVI
| $2.24M | 0.08% |
27,700
+2,012
| +8% | +$163K |
2016 Q4
15 quarters
|
|
272
Vanguard Total Corporate Bond ETF
VTC
$1.61B
| $2.24M | 0.08% |
24,318
+13,914
| +134% | +$1.29M |
2019 Q4
3 quarters
|
|
273
Veeva Systems
VEEV
$49.5B
| $2.24M | 0.08% |
7,963
+1,637
| +26% | +$431K |
2019 Q3
4 quarters
|
|
274
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.51B
| $2.23M | 0.08% |
44,806
-1,837
| -4% | -$91.7K |
2014 Q4
23 quarters
|
|
275
Verisk Analytics
VRSK
$26.2B
| $2.21M | 0.07% |
11,948
+1,806
| +18% | +$331K |
2013 Q2
29 quarters
|
|
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First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 59% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.