First Allied Advisory Services’s First Trust NYSE Arca Biotechnology Index Fund FBT Stock Holding History

First Allied Advisory Services’s Portfolio FBT Stock Details FBT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$2.26M	Buy	+14,358	New	+$2.35M	0.08%	268
2020 Q2	–	Sell	-14,369	Closed	-$1.88M	–	1134
2020 Q1	$1.88M	Buy	14,369 +236	+2%	+$33.6K	0.08%	253
2019 Q4	$2.1M	Buy	14,133 +2,209	+19%	+$303K	0.07%	305
2019 Q3	$1.46M	Sell	11,924 -447	-4%	-$59.5K	0.05%	372
2019 Q2	$1.74M	Buy	12,371 +657	+6%	+$90.7K	0.06%	328
2019 Q1	$1.78M	Sell	11,714 -2,279	-16%	-$328K	0.06%	315
2018 Q4	$1.71M	Buy	13,993 +2,637	+23%	+$361K	0.07%	297
2018 Q3	$1.81M	Sell	11,356 -315	-3%	-$47.7K	0.06%	321
2018 Q2	$1.65M	Sell	11,671 -147	-1%	-$20.2K	0.06%	322
2018 Q1	$1.57M	Sell	11,818 -795	-6%	-$109K	0.06%	332
2017 Q4	$1.55M	Buy	12,613 +760	+6%	+$93.9K	0.06%	331
2017 Q3	$1.45M	Buy	11,853 +1,266	+12%	+$150K	0.06%	317
2017 Q2	$1.2M	Buy	10,587 +8,168	+338%	+$878K	0.05%	365
2017 Q1	$255K	Sell	2,419 -6,641	-73%	-$666K	0.01%	857
2016 Q4	$823K	Buy	9,060 +1,330	+17%	+$125K	0.04%	446
2016 Q3	$771K	Sell	7,730 -1,893	-20%	-$186K	0.04%	432
2016 Q2	$862K	Sell	9,623 -607	-6%	-$55.8K	0.05%	401
2016 Q1	$900K	Sell	10,230 -2,761	-21%	-$243K	0.05%	382
2015 Q4	$1.47M	Sell	12,991 -3,982	-23%	-$429K	0.08%	282
2015 Q3	$1.72M	Sell	16,973 -3,299	-16%	-$392K	0.09%	246
2015 Q2	$2.5M	Sell	20,272 -1,799	-8%	-$217K	0.11%	214
2015 Q1	$2.61M	Buy	22,071 +3,087	+16%	+$349K	0.17%	148
2014 Q4	$1.94M	Sell	18,984 -3,264	-15%	-$319K	0.14%	178
2014 Q3	$2.04M	Buy	+22,248	New	+$1.93M	0.16%	146
2014 Q2	–	Sell	-19,410	Closed	-$1.5M	–	1036
2014 Q1	$1.5M	Buy	19,410 +7,859	+68%	+$613K	0.11%	209
2013 Q4	$804K	Buy	11,551 +546	+5%	+$35.8K	0.06%	353
2013 Q3	$708K	Buy	11,005 +3,201	+41%	+$202K	0.04%	410
2013 Q2	$454K	Buy	+7,804	New	+$446K	0.04%	516

Other funds holding FBT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

First Allied Advisory Services's FBT Position: Q3 2020 in Review

First Allied Advisory Services opened a new position in First Trust NYSE Arca Biotechnology Index Fund (FBT) in Q3 2020: 14,358 shares worth $2.26M. The stake represents 0.08% of the portfolio and ranks #268 among its holdings. This is a return to the name: First Allied Advisory Services previously reported a position in FBT as recently as Q1 2020.

First Allied Advisory Services first reported a position in FBT in Q2 2013 and has held it in 28 quarters since. The position peaked at $2.61M in Q1 2015. 213 funds tracked by Wall St. Rank hold FBT as of Q3 2020.

First Allied Advisory Services held 14,358 shares of First Trust NYSE Arca Biotechnology Index Fund worth $2.26M as of Q3 2020.
First Trust NYSE Arca Biotechnology Index Fund was a new First Allied Advisory Services position in Q3 2020.
First Trust NYSE Arca Biotechnology Index Fund made up 0.08% of First Allied Advisory Services's portfolio in Q3 2020, its #268 holding.
First Allied Advisory Services first reported a position in First Trust NYSE Arca Biotechnology Index Fund in Q2 2013 and has held it in 28 quarters since.
First Allied Advisory Services's First Trust NYSE Arca Biotechnology Index Fund position peaked at $2.61M in Q1 2015.
213 funds tracked by Wall St. Rank held First Trust NYSE Arca Biotechnology Index Fund as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.