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First Trust NYSE Arca Biotechnology Index Fund

113 hedge funds and large institutions have $317M invested in First Trust NYSE Arca Biotechnology Index Fund in 2017 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 28 increasing their positions, 35 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

445% more call options, than puts

Call options by funds: $2.07M | Put options by funds: $379K

31% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 16

13% more capital invested

Capital invested by funds: $281M → $317M (+$35.4M)

4% more funds holding

Funds holding: 109113 (+4)

0.08% less ownership

Funds ownership: 34.98%34.89% (-0.08%)

20% less repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 35

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
113
Holders Change
+4
Holders Change %
+3.67%
% of All Funds
2.81%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
21
Increased
28
Reduced
35
Closed
16
Calls
$2.07M
Puts
$379K
Net Calls
+$1.69M
Net Calls Change
+$1.04M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$90.5M +$5.21M +51,976 +6%
Wells Fargo
2
Wells Fargo
California
$41M -$3.2M -31,930 -8%
UBS Group
3
UBS Group
Switzerland
$32.3M +$6.27M +62,572 +26%
Bank of America
4
Bank of America
North Carolina
$27.6M +$5.13M +51,235 +24%
LPL Financial
5
LPL Financial
California
$10.9M -$336K -3,356 -3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$10.6M +$1.59M +15,875 +19%
Ameriprise
7
Ameriprise
Minnesota
$8.99M -$441K -4,399 -5%
RJA
8
Raymond James & Associates
Florida
$8.61M -$4.71M -46,975 -36%
MCWS
9
McKinley Carter Wealth Services
West Virginia
$7.62M -$6.11K -61 -0.1%
JPCCM
10
J&P (China) Capital Management
China
$7.31M
Goldman Sachs
11
Goldman Sachs
New York
$5.83M +$531K +5,303 +11%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$4.49M +$1.1M +10,941 +35%
RIA
13
RPG Investment Advisory
California
$4.41M -$161K -1,609 -4%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$3.93M -$2.51M -25,025 -40%
Citadel Advisors
15
Citadel Advisors
Florida
$2.68M +$1.31M +13,101 +106%
OA
16
Oxbow Advisors
Texas
$2.66M +$2.54M +25,300 New
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$2.57M -$6.31K -63 -0.3%
AA
18
Ancora Advisors
Ohio
$2.32M -$19.5K -195 -0.9%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$2.22M +$1.27M +12,638 +150%
Nomura Asset Management
20
Nomura Asset Management
Japan
$2.18M +$2.07M +20,701 New
JWS
21
Juncture Wealth Strategies
Arizona
$2.13M +$120K +1,202 +6%
Stifel Financial
22
Stifel Financial
Missouri
$2.05M +$160K +1,601 +9%
UCFA
23
United Capital Financial Advisors
Texas
$1.79M +$38.1K +380 +2%
SPC
24
Sigma Planning Corp
Michigan
$1.75M +$1.66M +16,600 New
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$1.65M +$123K +1,227 +8%

FBT Hedge Fund Activity: Q1 2017 in Review

113 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q1 2017, worth a combined $317M — up 13% from $281M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FBT positions and 16 closed out — a net gain of 5 holders — while 28 added to existing stakes and 35 trimmed.

The largest buyer was UBS Group, adding an estimated $6.27M. The largest seller was Navellier & Associates, exiting entirely with an estimated $6.12M sold.

  • 113 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q1 2017, up from 109 in Q4 2016.
  • Funds reported $317M of First Trust NYSE Arca Biotechnology Index Fund stock for Q1 2017, up 13% quarter-over-quarter.
  • 21 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q1 2017 and 16 closed out, a net change of +5 holders.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q1 2017 was UBS Group, an estimated $6.27M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q1 2017 was Navellier & Associates, an estimated $6.12M sold.

Based on aggregated 13F filings for Q1 2017.