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First Trust NYSE Arca Biotechnology Index Fund

84 hedge funds and large institutions have $648M invested in First Trust NYSE Arca Biotechnology Index Fund in 2014 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 38 increasing their positions, 23 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 23

56% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 9

20% more capital invested

Capital invested by funds: $541M → $648M (+$107M)

6% more funds holding

Funds holding: 7984 (+5)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

1.1% less ownership

Funds ownership: 55.61%54.51% (-1.1%)

66% less call options, than puts

Call options by funds: $2.74M | Put options by funds: $8.02M

Holders
84
Holders Change
+5
Holders Change %
+6.33%
% of All Funds
2.43%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
14
Increased
38
Reduced
23
Closed
9
Calls
$2.74M
Puts
$8.02M
Net Calls
-$5.28M
Net Calls Change
-$7.36M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$172M +$9.69M +124,136 +6%
Wells Fargo
2
Wells Fargo
California
$124M -$854K -10,950 -0.7%
Goldman Sachs
3
Goldman Sachs
New York
$58.8M +$1.78M +22,877 +3%
Bank of America
4
Bank of America
North Carolina
$46.3M -$792K -10,147 -2%
U
5
UBS
Switzerland
$44.3M +$1.62M +20,741 +4%
RJA
6
Raymond James & Associates
Florida
$23.3M +$3.09M +39,633 +15%
First Trust Advisors
7
First Trust Advisors
Illinois
$21.9M +$22.2M +285,143 New
LPL Financial
8
LPL Financial
California
$18.9M -$1.98M -25,411 -9%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$11.2M -$3.17M -40,669 -22%
BTS
10
BB&T Securities
Virginia
$9.85M -$194K -2,490 -16%
VCAM
11
Valentine Capital Asset Management
California
$6.61M +$1.81M +23,195 +37%
CM
12
Churchill Management
California
$6.02M -$18.1K -232 -0.3%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$6M +$5.87M +75,186 +2,450%
MCWS
14
McKinley Carter Wealth Services
West Virginia
$5.88M +$563K +7,221 +10%
JP Morgan Chase
15
JP Morgan Chase
New York
$5.31M +$584K +7,481 +12%
Stifel Financial
16
Stifel Financial
Missouri
$5.06M +$5.15M +65,996 New
CS
17
Credit Suisse
Switzerland
$5M +$1.58M +20,228 +45%
Ameriprise
18
Ameriprise
Minnesota
$4.95M +$341K +4,372 +7%
HFM
19
Hartford Financial Management
Connecticut
$4.63M -$28.6K -367 -0.6%
VF
20
Virtu Financial
New York
$3.99M +$4.05M +51,973 New
HFS
21
HL Financial Services
Kentucky
$3.77M +$84K +1,077 +2%
IAS
22
IMA Advisory Services
Colorado
$3.43M -$174K -2,230 -5%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$3.37M +$127K +1,634 +4%
SI
24
Stephens Inc
Arkansas
$3.09M -$41.4K -530 -1%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$2.63M +$167K +2,145 +7%

FBT Hedge Fund Activity: Q1 2014 in Review

84 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q1 2014, worth a combined $648M — up 20% from $541M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FBT positions and 9 closed out — a net gain of 5 holders — while 38 added to existing stakes and 23 trimmed.

The largest buyer was First Trust Advisors, opening a new position worth an estimated $22.2M. The largest seller was Fusion Investment Group, cutting an estimated $3.68M.

  • 84 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q1 2014, up from 79 in Q4 2013.
  • Funds reported $648M of First Trust NYSE Arca Biotechnology Index Fund stock for Q1 2014, up 20% quarter-over-quarter.
  • 14 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q1 2014 and 9 closed out, a net change of +5 holders.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q1 2014 was First Trust Advisors, an estimated $22.2M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q1 2014 was Fusion Investment Group, an estimated $3.68M sold.

Based on aggregated 13F filings for Q1 2014.