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First Trust NYSE Arca Biotechnology Index Fund

98 hedge funds and large institutions have $949M invested in First Trust NYSE Arca Biotechnology Index Fund in 2014 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 44 increasing their positions, 31 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 8

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

42% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 31

20% more capital invested

Capital invested by funds: $794M → $949M (+$155M)

5% more funds holding

Funds holding: 9398 (+5)

2.44% more ownership

Funds ownership: 55.55%57.99% (+2.4%)

41% less call options, than puts

Call options by funds: $1.3M | Put options by funds: $2.22M

Holders
98
Holders Change
+5
Holders Change %
+5.38%
% of All Funds
2.84%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.09%
New
13
Increased
44
Reduced
31
Closed
8
Calls
$1.3M
Puts
$2.22M
Net Calls
-$917K
Net Calls Change
-$621K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$205M +$11.1M +127,567 +6%
Wells Fargo
2
Wells Fargo
California
$155M +$11.5M +132,691 +9%
First Trust Advisors
3
First Trust Advisors
Illinois
$133M +$50.2M +578,136 +66%
U
4
UBS
Switzerland
$66.6M +$3.31M +38,171 +6%
BTS
5
BB&T Securities
Virginia
$64.7M -$2.1M -24,171 -26%
Bank of America
6
Bank of America
North Carolina
$61.4M +$3.25M +37,446 +6%
RJA
7
Raymond James & Associates
Florida
$32M +$883K +10,177 +3%
Goldman Sachs
8
Goldman Sachs
New York
$27.6M -$860K -9,912 -3%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$21.3M +$6.47M +74,534 +47%
LPL Financial
10
LPL Financial
California
$20.6M +$1.11M +12,814 +6%
RIG
11
RiverFront Investment Group
Virginia
$12.9M -$22.8M -263,034 -65%
Ameriprise
12
Ameriprise
Minnesota
$9.09M +$1.92M +22,189 +29%
MCWS
13
McKinley Carter Wealth Services
West Virginia
$7.35M +$151K +1,744 +2%
VCAM
14
Valentine Capital Asset Management
California
$6.7M -$26.5K -305 -0.4%
CS
15
Credit Suisse
Switzerland
$6.68M +$608K +7,004 +11%
JP Morgan Chase
16
JP Morgan Chase
New York
$6.47M +$70.8K +816 +1%
Stifel Financial
17
Stifel Financial
Missouri
$6.44M +$5.9K +68 +0.1%
CM
18
Churchill Management
California
$6.21M -$88.4K -1,019 -1%
HFM
19
Hartford Financial Management
Connecticut
$5.52M -$47K -542 -0.9%
NC
20
NewSquare Capital
Pennsylvania
$5.45M +$1.33M +15,295 +35%
HFS
21
HL Financial Services
Kentucky
$4.84M +$134K +1,550 +3%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$4.37M +$114K +1,315 +3%
B
23
Baird
Wisconsin
$4.3M +$1.18M +13,640 +41%
AIG
24
American International Group
New York
$3.47M +$656K +7,560 +25%
BFEC
25
Benjamin F. Edwards & Company
Missouri
$3.39M +$1.19M +13,685 +59%

FBT Hedge Fund Activity: Q3 2014 in Review

98 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q3 2014, worth a combined $949M — up 20% from $794M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FBT positions and 8 closed out — a net gain of 5 holders — while 44 added to existing stakes and 31 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $50.2M. The largest seller was RiverFront Investment Group, cutting an estimated $22.8M.

  • 98 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q3 2014, up from 93 in Q2 2014.
  • Funds reported $949M of First Trust NYSE Arca Biotechnology Index Fund stock for Q3 2014, up 20% quarter-over-quarter.
  • 13 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q3 2014 and 8 closed out, a net change of +5 holders.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q3 2014 was First Trust Advisors, an estimated $50.2M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q3 2014 was RiverFront Investment Group, an estimated $22.8M sold.

Based on aggregated 13F filings for Q3 2014.