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First Trust NYSE Arca Biotechnology Index Fund

98 hedge funds and large institutions have $949M invested in First Trust NYSE Arca Biotechnology Index Fund in 2014 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 44 increasing their positions, 31 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
98
Holders Change
+5
Holders Change %
+5.38%
% of All Funds
2.85%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.09%
New
13
Increased
44
Reduced
31
Closed
8
Calls
$1.3M
Puts
$2.22M
Net Calls
-$917K
Net Calls Change
-$621K
Name Holding Trade Value Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$205M +$11.7M +127,567 +6%
Wells Fargo
2
Wells Fargo
California
$155M +$12.2M +132,691 +9%
First Trust Advisors
3
First Trust Advisors
Illinois
$133M +$53.1M +578,136 +66%
U
4
UBS
Switzerland
$66.6M +$3.5M +38,171 +6%
BTS
5
BB&T Securities
Virginia
$64.7M -$22.2M -24,171 -26%
Bank of America
6
Bank of America
North Carolina
$61.4M +$3.44M +37,446 +6%
RJA
7
Raymond James & Associates
Florida
$32M +$934K +10,177 +3%
Goldman Sachs
8
Goldman Sachs
New York
$27.6M -$910K -9,912 -3%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$21.3M +$6.84M +74,534 +47%
LPL Financial
10
LPL Financial
California
$20.6M +$1.16M +12,814 +6%
RIG
11
RiverFront Investment Group
Virginia
$12.9M -$24.1M -263,034 -65%
Ameriprise
12
Ameriprise
Minnesota
$9.09M +$2.04M +22,189 +29%
MCWS
13
McKinley Carter Wealth Services
West Virginia
$7.35M +$160K +1,744 +2%
VCAM
14
Valentine Capital Asset Management
California
$6.7M -$28K -305 -0.4%
CS
15
Credit Suisse
Switzerland
$6.69M +$643K +7,004 +11%
JPMorgan Chase & Co
16
JPMorgan Chase & Co
New York
$6.47M +$74.9K +816 +1%
Stifel Financial
17
Stifel Financial
Missouri
$6.44M +$6.24K +68 +0.1%
CM
18
Churchill Management
California
$6.21M -$93.5K -1,019 -1%
HFM
19
Hartford Financial Management
Connecticut
$5.52M -$49.7K -542 -0.9%
NC
20
NewSquare Capital
Pennsylvania
$5.45M +$1.4M +15,295 +35%
HFS
21
HL Financial Services
Kentucky
$4.85M +$142K +1,550 +3%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$4.37M +$121K +1,315 +3%
B
23
Baird
Wisconsin
$4.3M +$1.25M +13,640 +41%
AIG
24
American International Group
New York
$3.47M +$694K +7,560 +25%
BFEC
25
Benjamin F. Edwards & Company
Missouri
$3.39M +$1.26M +13,685 +59%