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First Trust NYSE Arca Biotechnology Index Fund
FBT

Overview Fund Activity

64 hedge funds and large institutions have $445M invested in First Trust NYSE Arca Biotechnology Index Fund in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 40 increasing their positions, 7 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
+1
Holders Change %
+1.59%
% of All Funds
2.08%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
8
Increased
40
Reduced
7
Closed
7
Calls
$3.19M
Puts
$2.37M
Net Calls
+$816K
Net Calls Change
+$1.06M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$121M
2
Wells Fargo
2
Wells Fargo
California
$96.6M
3
Goldman Sachs
3
Goldman Sachs
New York
$37.1M
4
Bank of America
4
Bank of America
North Carolina
$40.8M
5
U
5
UBS
Switzerland
$30.2M

Top Sellers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$268K
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$728K
3
Jane Street
3
Jane Street
New York
$0
4
NAM
4
NTV Asset Management
West Virginia
$0
5
PAG
5
Pinnacle Advisory Group
Maryland
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$121M +$49M +755,521 +68%
Wells Fargo
2
Wells Fargo
California
$96.6M +$25.9M +400,443 +37%
Bank of America
3
Bank of America
North Carolina
$40.8M +$14.8M +228,723 +57%
Goldman Sachs
4
Goldman Sachs
New York
$37.1M +$24.5M +378,520 +196%
U
5
UBS
Switzerland
$30.2M +$7.51M +115,919 +33%
LPL Financial
6
LPL Financial
California
$15.5M +$5.16M +82,084 +50%
BTS
7
BB&T Securities
Virginia
$9.97M +$5.49M +8,473 +123%
RJA
8
Raymond James & Associates
Florida
$9.62M +$2.99M +46,114 +45%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$7.17M +$1.15M +17,675 +19%
SNC
10
Stifel Nicolaus & Co
Missouri
$5.5M +$4.25M +65,552 +339%
CM
11
Churchill Management
California
$5.05M -$151K -2,323 -3%
JPMorgan Chase & Co
12
JPMorgan Chase & Co
New York
$4.39M +$774K +11,939 +21%
VCAM
13
Valentine Capital Asset Management
California
$3.96M +$172K +2,660 +5%
HFM
14
Hartford Financial Management
Connecticut
$3.89M +$16.2K +250 +0.4%
Ameriprise
15
Ameriprise
Minnesota
$3.39M +$3.22M +49,706 +1,923%
MCWS
16
McKinley Carter Wealth Services
West Virginia
$3.24M +$3.24M +49,927 New
IAS
17
IMA Advisory Services
Colorado
$3.01M +$92.7K +1,430 +3%
HFS
18
HL Financial Services
Kentucky
$2.85M +$2.51M +38,721 +728%
CS
19
Credit Suisse
Switzerland
$2.82M +$1.35M +20,903 +93%
SMM
20
Stadion Money Management
Georgia
$2.77M +$1.35M +20,777 +95%
SI
21
Stephens Inc
Arkansas
$2.73M +$69.3K +1,070 +3%
AA
22
Ancora Advisors
Ohio
$2.66M +$243K +3,748 +10%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$2.51M +$2.51M +38,759 New
B
24
Baird
Wisconsin
$2.14M +$959K +14,793 +81%
SAG
25
Sterne Agee Group
Alabama
$2.11M +$251K +3,866 +14%
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