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First Trust NYSE Arca Biotechnology Index Fund

111 hedge funds and large institutions have $292M invested in First Trust NYSE Arca Biotechnology Index Fund in 2016 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 27 increasing their positions, 48 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 9

61% more call options, than puts

Call options by funds: $3.62M | Put options by funds: $2.24M

6% more capital invested

Capital invested by funds: $274M → $292M (+$17.5M)

4% more funds holding

Funds holding: 107111 (+4)

0.01% more ownership

Funds ownership: 33.81%33.81% (+0.01%)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

44% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 48

Holders
111
Holders Change
+4
Holders Change %
+3.74%
% of All Funds
2.96%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
15
Increased
27
Reduced
48
Closed
9
Calls
$3.62M
Puts
$2.24M
Net Calls
+$1.37M
Net Calls Change
+$228K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$53.8M +$4.28M +43,645 +9%
Wells Fargo
2
Wells Fargo
California
$43.6M +$4.94M +50,383 +13%
Bank of America
3
Bank of America
North Carolina
$24.3M +$431K +4,395 +2%
UBS Group
4
UBS Group
Switzerland
$23.3M -$332K -3,381 -1%
Ameriprise
5
Ameriprise
Minnesota
$11M +$2.29M +23,302 +27%
RJA
6
Raymond James & Associates
Florida
$10.4M -$1.31M -13,333 -11%
LPL Financial
7
LPL Financial
California
$9.17M -$1.63M -16,563 -15%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$8.19M +$1.2M +12,221 +17%
JPCCM
9
J&P (China) Capital Management
China
$7.83M
MCWS
10
McKinley Carter Wealth Services
West Virginia
$7.23M -$88.5K -902 -1%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$5.98M -$27.9K -284 -0.5%
HFM
12
Hartford Financial Management
Connecticut
$5.88M -$20K -204 -0.3%
Goldman Sachs
13
Goldman Sachs
New York
$4.99M -$151K -1,535 -3%
RIA
14
RPG Investment Advisory
California
$4.58M -$594K -6,051 -12%
NA
15
Navellier & Associates
Nevada
$4.53M +$4.46M +45,428 New
SB
16
Suntrust Banks
Georgia
$3.88M -$174K -1,778 -4%
SG Americas Securities
17
SG Americas Securities
New York
$3.45M -$5.65M -57,628 -62%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$3.11M -$2.81M -28,637 -48%
TH
19
Timber Hill
Connecticut
$2.8M -$221K -2,253 -7%
SG
20
Somerset Group
Minnesota
$2.56M +$10.8K +110 +0.4%
Stifel Financial
21
Stifel Financial
Missouri
$2.5M -$497K -5,067 -17%
AG
22
Advisor Group
Arizona
$2.22M +$54.6K +556 +3%
Citadel Advisors
23
Citadel Advisors
Florida
$2.21M -$627K -6,391 -22%
TRCT
24
Tower Research Capital (TRC)
New York
$2.19M -$4.23M -43,136 -66%
CS
25
Credit Suisse
Switzerland
$2.17M -$1.34M -13,631 -38%

FBT Hedge Fund Activity: Q3 2016 in Review

111 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q3 2016, worth a combined $292M — up 6.4% from $274M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FBT positions and 9 closed out — a net gain of 6 holders — while 27 added to existing stakes and 48 trimmed.

The largest buyer was Wells Fargo, adding an estimated $4.94M. The largest seller was SG Americas Securities, cutting an estimated $5.65M.

  • 111 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q3 2016, up from 107 in Q2 2016.
  • Funds reported $292M of First Trust NYSE Arca Biotechnology Index Fund stock for Q3 2016, up 6.4% quarter-over-quarter.
  • 15 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q3 2016 and 9 closed out, a net change of +6 holders.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q3 2016 was Wells Fargo, an estimated $4.94M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q3 2016 was SG Americas Securities, an estimated $5.65M sold.

Based on aggregated 13F filings for Q3 2016.