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First Trust NYSE Arca Biotechnology Index Fund
FBT

Overview Fund Activity

109 hedge funds and large institutions have $281M invested in First Trust NYSE Arca Biotechnology Index Fund in 2016 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 31 increasing their positions, 31 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
109
Holders Change
-2
Holders Change %
-1.8%
% of All Funds
2.73%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.08%
New
27
Increased
31
Reduced
31
Closed
28
Calls
$1.55M
Puts
$900K
Net Calls
+$645K
Net Calls Change
-$728K

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$73.4M
2
FEG
Financial Enhancement Group
Indiana
$4.64M
3
RJA
Raymond James & Associates
Florida
$11.7M
4
NA
Navellier & Associates
Nevada
$6.12M
5
LPL Financial
LPL Financial
California
$9.97M

Top Sellers

1
Bank of America
Bank of America
North Carolina
$19.2M
2
TH
Timber Hill
Connecticut
$0
3
SG
Somerset Group
Minnesota
$0
4
Ameriprise
Ameriprise
Minnesota
$7.98M
5
Nomura Asset Management
Nomura Asset Management
Japan
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$73.4M +$24.4M +268,093 +50%
Wells Fargo
2
Wells Fargo
California
$38.3M -$1.45M -15,902 -4%
UBS Group
3
UBS Group
Switzerland
$22.2M +$1.01M +11,094 +5%
Bank of America
4
Bank of America
North Carolina
$19.2M -$2.96M -32,517 -13%
RJA
5
Raymond James & Associates
Florida
$11.7M +$2.26M +24,918 +24%
LPL Financial
6
LPL Financial
California
$9.97M +$1.43M +15,515 +17%
Ameriprise
7
Ameriprise
Minnesota
$7.98M -$2.04M -22,453 -20%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$7.69M +$220K +2,420 +3%
JPCCM
9
J&P (China) Capital Management
China
$7.19M – – –
MCWS
10
McKinley Carter Wealth Services
West Virginia
$6.59M -$636 -7 -0%
NA
11
Navellier & Associates
Nevada
$6.12M +$1.99M +21,937 +48%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$5.66M +$215K +2,368 +4%
HFM
13
Hartford Financial Management
Connecticut
$5.36M +$1.82K +20 +0%
FEG
14
Financial Enhancement Group
Indiana
$4.64M +$4.35M +47,821 +1,463%
Goldman Sachs
15
Goldman Sachs
New York
$4.55M +$3.45K +38 +0.1%
RIA
16
RPG Investment Advisory
California
$3.95M -$219K -2,412 -5%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$2.88M +$50.5K +556 +2%
SB
18
Suntrust Banks
Georgia
$2.33M -$1.21M -13,275 -34%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$2.23M +$1.27M +13,999 +133%
AG
20
Advisor Group
Arizona
$2.2M +$176K +1,931 +9%
SG Americas Securities
21
SG Americas Securities
New York
$2.15M -$997K -10,970 -32%
AA
22
Ancora Advisors
Ohio
$2.02M +$91.4K +1,005 +5%
JWS
23
Juncture Wealth Strategies
Arizona
$1.73M -$32.3K -355 -2%
TRCT
24
Tower Research Capital (TRC)
New York
$1.64M -$360K -3,965 -18%
Stifel Financial
25
Stifel Financial
Missouri
$1.61M -$659K -7,282 -29%
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