Nomura Asset Management’s First Trust NYSE Arca Biotechnology Index Fund FBT Stock Holding History

Nomura Asset Management’s Portfolio FBT Stock Details FBT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-17,712	Closed	-$2.32M	–	971
2020 Q1	$2.32M	Sell	17,712 -5,668	-24%	-$808K	0.02%	470
2019 Q4	$3.48M	Sell	23,380 -8,873	-28%	-$1.22M	0.03%	448
2019 Q3	$3.99M	Hold	32,253	–	–	0.04%	384
2019 Q2	$4.54M	Sell	32,253 -1,539	-5%	-$212K	0.04%	337
2019 Q1	$5.1M	Buy	33,792 +23,701	+235%	+$3.41M	0.05%	316
2018 Q4	$1.25M	Sell	10,091 -10,000	-50%	-$1.37M	0.01%	638
2018 Q3	$3.18M	Buy	20,091 +4,000	+25%	+$605K	0.03%	420
2018 Q2	$2.25M	Sell	16,091 -2,343	-13%	-$322K	0.02%	513
2018 Q1	$2.45M	Buy	+18,434	New	+$2.52M	0.03%	460
2017 Q4	–	Sell	-20,701	Closed	-$2.56M	–	940
2017 Q3	$2.56M	Buy	+20,701	New	+$2.45M	0.03%	413
2017 Q2	–	Sell	-20,701	Closed	-$2.18M	–	958
2017 Q1	$2.18M	Buy	+20,701	New	+$2.07M	0.03%	433
2016 Q4	–	Sell	-18,324	Closed	-$1.83M	–	1442
2016 Q3	$1.83M	Buy	18,324 +10,871	+146%	+$1.07M	0.03%	452
2016 Q2	$667K	Buy	7,453 +3,416	+85%	+$314K	0.01%	741
2016 Q1	$353K	Buy	+4,037	New	+$356K	0.01%	833

Other funds holding FBT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Nomura Asset Management's FBT Position: Q2 2020 in Review

Nomura Asset Management sold out of First Trust NYSE Arca Biotechnology Index Fund (FBT) in Q2 2020, closing a stake of 17,712 shares — an estimated $2.32M sold.

Nomura Asset Management first reported a position in FBT in Q1 2016 and held it in 14 quarters. The position peaked at $5.1M in Q1 2019. 224 funds tracked by Wall St. Rank hold FBT as of Q2 2020.

Nomura Asset Management reported no remaining First Trust NYSE Arca Biotechnology Index Fund position as of Q2 2020 after selling out during the quarter.
Nomura Asset Management sold 17,712 First Trust NYSE Arca Biotechnology Index Fund shares in Q2 2020, an estimated $2.32M.
Nomura Asset Management first reported a position in First Trust NYSE Arca Biotechnology Index Fund in Q1 2016 and held it in 14 quarters.
Nomura Asset Management's First Trust NYSE Arca Biotechnology Index Fund position peaked at $5.1M in Q1 2019.
224 funds tracked by Wall St. Rank held First Trust NYSE Arca Biotechnology Index Fund as of Q2 2020.

Based on Nomura Asset Management's 13F filing for Q2 2020, filed 13 Aug 2020.