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First Trust NYSE Arca Biotechnology Index Fund
FBT

Overview Fund Activity

79 hedge funds and large institutions have $541M invested in First Trust NYSE Arca Biotechnology Index Fund in 2013 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 36 increasing their positions, 17 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
79
Holders Change
+15
Holders Change %
+23.44%
% of All Funds
2.29%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.09%
New
20
Increased
36
Reduced
17
Closed
4
Calls
$4.11M
Puts
$2.03M
Net Calls
+$2.08M
Net Calls Change
+$1.27M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$147M
2
Goldman Sachs
2
Goldman Sachs
New York
$51.5M
3
Wells Fargo
3
Wells Fargo
California
$113M
4
RJA
4
Raymond James & Associates
Florida
$18.3M
5
U
5
UBS
Switzerland
$38.6M

Top Sellers

1
SMM
1
Stadion Money Management
Georgia
$0
2
Deutsche Bank
2
Deutsche Bank
Germany
$1.12M
3
Bank of America
3
Bank of America
North Carolina
$42.5M
4
SAG
4
Sterne Agee Group
Alabama
$1.21M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$4.27M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$147M +$17.8M +257,736 +14%
Wells Fargo
2
Wells Fargo
California
$113M +$9.47M +136,877 +9%
Goldman Sachs
3
Goldman Sachs
New York
$51.5M +$11.9M +172,186 +30%
Bank of America
4
Bank of America
North Carolina
$42.5M -$1.05M -15,150 -2%
U
5
UBS
Switzerland
$38.6M +$6.31M +91,157 +20%
LPL Financial
6
LPL Financial
California
$18.9M +$1.75M +25,355 +10%
RJA
7
Raymond James & Associates
Florida
$18.3M +$8.03M +116,042 +78%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$12.9M +$5.29M +76,485 +69%
BTS
9
BB&T Securities
Virginia
$10.6M -$33.9K -49 -0.3%
CM
10
Churchill Management
California
$5.45M +$61.1K +883 +1%
MCWS
11
McKinley Carter Wealth Services
West Virginia
$4.8M +$1.35M +19,517 +39%
VCAM
12
Valentine Capital Asset Management
California
$4.36M +$127K +1,830 +3%
JPMorgan Chase & Co
13
JPMorgan Chase & Co
New York
$4.27M -$423K -6,110 -9%
HFM
14
Hartford Financial Management
Connecticut
$4.2M +$45K +650 +1%
Ameriprise
15
Ameriprise
Minnesota
$4.16M +$542K +7,847 +15%
HFS
16
HL Financial Services
Kentucky
$3.33M +$278K +4,016 +9%
FIG
17
Fusion Investment Group
Pennsylvania
$3.29M +$3.29M +47,548 New
IAS
18
IMA Advisory Services
Colorado
$3.25M +$31.8K +460 +1%
CS
19
Credit Suisse
Switzerland
$3.11M +$109K +1,579 +4%
PFS
20
Prospera Financial Services
Texas
$3M +$830K +11,994 +38%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$2.93M +$249K +3,599 +9%
SI
22
Stephens Inc
Arkansas
$2.82M -$95.6K -1,382 -3%
AA
23
Ancora Advisors
Ohio
$2.74M -$100K -1,452 -4%
BCM
24
Beck Capital Management
Texas
$2.43M +$2.43M +32,780 New
RJFSA
25
Raymond James Financial Services Advisors
Florida
$2.23M +$1.45M +20,968 +187%
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