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First Trust NYSE Arca Biotechnology Index Fund

126 hedge funds and large institutions have $2.04B invested in First Trust NYSE Arca Biotechnology Index Fund in 2015 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 53 increasing their positions, 40 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

192% more call options, than puts

Call options by funds: $6.47M | Put options by funds: $2.22M

33% more repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 40

2.66% more ownership

Funds ownership: 63.87%66.53% (+2.7%)

5% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 20

0% more funds holding

Funds holding: 126126 (0)

11% less capital invested

Capital invested by funds: $2.29B → $2.04B (-$251M)

33% less funds holding in top 10

Funds holding in top 10: 128 (-4)

Holders
126
Holders Change
Holders Change %
0%
% of All Funds
3.52%
Holding in Top 10
8
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-33.33%
% of All Funds
0.22%
New
21
Increased
53
Reduced
40
Closed
20
Calls
$6.47M
Puts
$2.22M
Net Calls
+$4.25M
Net Calls Change
+$2.05M
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$984M +$194M +1,635,000 +20%
Morgan Stanley
2
Morgan Stanley
New York
$263M -$7.28M -61,180 -2%
Wells Fargo
3
Wells Fargo
California
$189M -$22.2M -187,051 -9%
UBS Group
4
UBS Group
Switzerland
$100M +$4.63M +38,960 +4%
Bank of America
5
Bank of America
North Carolina
$80.5M -$3.84M -32,248 -4%
RJA
6
Raymond James & Associates
Florida
$49.8M +$2.12M +17,792 +4%
LPL Financial
7
LPL Financial
California
$33.6M -$2.67M -22,479 -7%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$30M +$25.6M +215,630 +267%
TFA
9
Transamerica Financial Advisors
Florida
$21.2M +$8.64M +72,680 +53%
Goldman Sachs
10
Goldman Sachs
New York
$20.9M -$11.2M -94,083 -31%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$19.5M -$4.13M -34,718 -15%
MFS
12
MSI Financial Services
Massachusetts
$19.1M +$6.44M +54,177 +40%
NC
13
NewSquare Capital
Pennsylvania
$12.7M +$1.54M +12,961 +12%
Stifel Financial
14
Stifel Financial
Missouri
$12.3M +$2.28M +19,209 +19%
Ameriprise
15
Ameriprise
Minnesota
$11.9M -$659K -5,540 -4%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$11.4M +$275K +2,312 +2%
RIG
17
RiverFront Investment Group
Virginia
$11.1M +$200K +1,683 +2%
Citadel Advisors
18
Citadel Advisors
Florida
$9.4M +$11M +92,796 New
CS
19
Credit Suisse
Switzerland
$8.72M +$1.62M +13,640 +19%
TRCT
20
Tower Research Capital (TRC)
New York
$8.58M +$9.36M +78,711 +1,322%
JPCCM
21
J&P (China) Capital Management
China
$7.96M
MCWS
22
McKinley Carter Wealth Services
West Virginia
$7.01M -$97.4K -819 -1%
JP Morgan Chase
23
JP Morgan Chase
New York
$6.21M +$275K +2,310 +4%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$5.97M +$92.3K +776 +1%
HFM
25
Hartford Financial Management
Connecticut
$5.95M +$41K +345 +0.6%

FBT Hedge Fund Activity: Q3 2015 in Review

126 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q3 2015, worth a combined $2.04B — down 11% from $2.29B a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FBT positions and 20 closed out — a net gain of 1 holder — while 53 added to existing stakes and 40 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $194M. The largest seller was Wells Fargo, cutting an estimated $22.2M.

  • 126 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q3 2015, unchanged from Q2 2015.
  • Funds reported $2.04B of First Trust NYSE Arca Biotechnology Index Fund stock for Q3 2015, down 11% quarter-over-quarter.
  • 21 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q3 2015 and 20 closed out, a net change of +1 holder.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q3 2015 was First Trust Advisors, an estimated $194M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q3 2015 was Wells Fargo, an estimated $22.2M sold.

Based on aggregated 13F filings for Q3 2015.