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First Trust NYSE Arca Biotechnology Index Fund

242 hedge funds and large institutions have $645M invested in First Trust NYSE Arca Biotechnology Index Fund in 2023 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 55 increasing their positions, 91 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

4,845% more call options, than puts

Call options by funds: $1.43M | Put options by funds: $29K

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

4.07% more ownership

Funds ownership: 49.65%53.72% (+4.1%)

3% less funds holding

Funds holding: 249242 (-7)

9% less capital invested

Capital invested by funds: $707M → $645M (-$62.1M)

19% less first-time investments, than exits

New positions opened: 22 | Existing positions closed: 27

40% less repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 91

Holders
242
Holders Change
-7
Holders Change %
-2.81%
% of All Funds
3.84%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
22
Increased
55
Reduced
91
Closed
27
Calls
$1.43M
Puts
$29K
Net Calls
+$1.41M
Net Calls Change
-$310K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$94.7M -$30.3M -198,634 -23%
Wells Fargo
2
Wells Fargo
California
$65.5M +$233K +1,529 +0.3%
Bank of America
3
Bank of America
North Carolina
$47.2M -$5.44M -35,684 -10%
UBS Group
4
UBS Group
Switzerland
$39.2M -$1.36M -8,908 -3%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$32.5M -$847K -5,560 -2%
SOS
6
Silver Oak Securities
Tennessee
$31.7M +$65.4M +429,148 New
LPL Financial
7
LPL Financial
California
$26.9M -$2M -13,110 -7%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$25.2M -$11.1M -72,870 -30%
RJA
9
Raymond James & Associates
Florida
$18.4M -$964K -6,328 -5%
BFG
10
Berger Financial Group
Minnesota
$16.7M +$542K +3,560 +3%
Osaic Holdings
11
Osaic Holdings
Arizona
$14.6M +$119K +783 +0.8%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$10.1M -$497K -3,265 -5%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$8.58M +$252K +1,651 +3%
GVAG
14
Great Valley Advisor Group
Delaware
$6.74M +$2.63M +17,248 +60%
Stifel Financial
15
Stifel Financial
Missouri
$6.43M -$1.72M -11,289 -20%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$6.05M -$780K -5,122 -11%
DADC
17
D.A. Davidson & Co
Montana
$5.97M -$5.59M -36,719 -47%
GS
18
GTS Securities
New York
$5.48M +$307K +2,017 +6%
IWC
19
Integrated Wealth Concepts
Massachusetts
$5.11M -$16.6K -109 -0.3%
PFS
20
Prospera Financial Services
Texas
$5.08M -$421K -2,763 -7%
HFM
21
Hartford Financial Management
Connecticut
$4.9M -$41.9K -275 -0.8%
Truist Financial
22
Truist Financial
North Carolina
$4.82M +$227K +1,492 +5%
Ameriprise
23
Ameriprise
Minnesota
$4.69M -$863K -5,665 -15%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$4.66M +$2.13M +13,971 +78%
YC
25
Yarbrough Capital
Tennessee
$4.56M

FBT Hedge Fund Activity: Q3 2023 in Review

242 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q3 2023, worth a combined $645M — down 8.8% from $707M a quarter earlier.

Sellers outnumbered buyers: 27 funds closed out of FBT and 22 opened new positions — a net loss of 5 holders — while 91 trimmed existing stakes and 55 added.

The largest buyer was Silver Oak Securities, opening a new position worth an estimated $65.4M. The largest seller was Morgan Stanley, cutting an estimated $30.3M.

  • 242 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q3 2023, down from 249 in Q2 2023.
  • Funds reported $645M of First Trust NYSE Arca Biotechnology Index Fund stock for Q3 2023, down 8.8% quarter-over-quarter.
  • 22 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q3 2023 and 27 closed out, a net change of -5 holders.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q3 2023 was Silver Oak Securities, an estimated $65.4M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q3 2023 was Morgan Stanley, an estimated $30.3M sold.

Based on aggregated 13F filings for Q3 2023.