We are live on
!
Find out more
FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow
% of AUM
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.39% |
| 2 | Healthcare | 5.2% |
| 3 | Consumer Discretionary | 5.17% |
| 4 | Financials | 4.61% |
| 5 | Communication Services | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
State Street Utilities Select Sector SPDR ETF
XLU
$23.9B
| $3.21M | 0.11% |
107,934
+9,852
| +10% | +$292K |
|
202
Thermo Fisher Scientific
TMO
$196B
| $3.18M | 0.11% |
7,202
+219
| +3% | +$90.5K |
|
203
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
| $3.16M | 0.11% |
71,850
+9,362
| +15% | +$411K |
|
204
Applied Materials
AMAT
$440B
| $3.16M | 0.11% |
53,089
+2,512
| +5% | +$155K |
|
205
Tyson Foods
TSN
$20.1B
| $3.13M | 0.11% |
52,618
-7,716
| -13% | -$476K |
|
206
Invesco FTSE RAFI US 1000 ETF
PRF
$9.76B
| $3.1M | 0.1% |
136,225
-10,370
| -7% | -$237K |
|
207
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
| $3.1M | 0.1% |
27,942
-2,951
| -10% | -$331K |
|
208
Vanguard Mid-Cap Growth ETF
VOT
$19.2B
| $3.09M | 0.1% |
17,173
-46
| -0.3% | -$8.11K |
|
209
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.24B
| $3.09M | 0.1% |
127,068
+11,662
| +10% | +$295K |
|
210
Trade Desk
TTD
$8.26B
| $3.04M | 0.1% |
58,670
+10,250
| +21% | +$468K |
|
211
Broadcom
AVGO
$1.89T
| $3.02M | 0.1% |
82,850
-2,630
| -3% | -$88.1K |
|
212
Philip Morris
PM
$303B
| $3.01M | 0.1% |
40,180
+3,911
| +11% | +$302K |
|
213
Schwab U.S Small- Cap ETF
SCHA
$22.8B
| $2.97M | 0.1% |
173,716
-15,756
| -8% | -$271K |
|
214
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.13B
| $2.94M | 0.1% |
67,102
-25,550
| -28% | -$1.12M |
|
215
ProShares Russell 2000 Dividend Growers ETF
SMDV
$698M
| $2.94M | 0.1% |
62,302
+516
| +0.8% | +$25.2K |
|
216
FT Vest US Equity Deep Buffer ETF November
DNOV
$396M
| $2.92M | 0.1% |
91,633
-13,565
| -13% | -$428K |
|
217
Wells Fargo
WFC
$262B
| $2.91M | 0.1% |
123,617
+5,608
| +5% | +$138K |
|
218
Vanguard Value ETF
VTV
$187B
| $2.89M | 0.1% |
27,666
-214
| -0.8% | -$22.4K |
|
219
iShares Core S&P US Growth ETF
IUSG
$31.8B
| $2.87M | 0.1% |
35,924
-945
| -3% | -$74K |
|
220
iShares Global Healthcare ETF
IXJ
$4.04B
| $2.87M | 0.1% |
39,987
-47,737
| -54% | -$3.42M |
|
221
VanEck Gold Miners ETF
GDX
$23.4B
| $2.84M | 0.1% |
72,618
+29,950
| +70% | +$1.22M |
|
222
Schwab US Dividend Equity ETF
SCHD
$101B
| $2.83M | 0.1% |
153,672
-39,219
| -20% | -$722K |
|
|
BRG
223
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
| $2.81M | 0.09% |
371,356
+148,534
| +67% | +$1.11M |
|
224
W.W. Grainger
GWW
$63.9B
| $2.79M | 0.09% |
7,807
+34
| +0.4% | +$11.7K |
|
225
Parker-Hannifin
PH
$122B
| $2.78M | 0.09% |
13,736
-181
| -1% | -$35.6K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.