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First Allied Advisory Services Portfolio holdings
AUM
$2.98B
Turnover
16.84%
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow % of AUM
Cap. Flow %
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Avg Time Held
Equity + Options
3.5
years
Top 10 Avg Time Held
Equity + Options
2.5
years
Top 20 Avg Time Held
Equity + Options
2.3
years
Avg Time Held Equity only
3.5
years
Top 10 Avg Time Held Equity only
2.5
years
Top 20 Avg Time Held Equity only
2.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 57.35% |
| 2 | Technology | 12.4% |
| 3 | Healthcare | 5.24% |
| 4 | Consumer Discretionary | 5.17% |
| 5 | Financials | 4.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
201
State Street Utilities Select Sector SPDR ETF
XLU
$24B
| $3.2M | 0.11% |
107,934
+9,852
| +10% | +$292K |
2013 Q2
29 quarters
|
|
202
Thermo Fisher Scientific
TMO
$256B
| $3.18M | 0.11% |
7,202
+219
| +3% | +$90.5K |
2013 Q2
29 quarters
|
|
203
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.69B
| $3.16M | 0.11% |
71,850
+9,362
| +15% | +$411K |
2017 Q1
14 quarters
|
|
204
Applied Materials
AMAT
$314B
| $3.16M | 0.11% |
53,089
+2,512
| +5% | +$155K |
2014 Q3
24 quarters
|
|
205
Tyson Foods
TSN
$19.6B
| $3.13M | 0.11% |
52,618
-7,716
| -13% | -$476K |
2015 Q4
19 quarters
|
|
206
Invesco FTSE RAFI US 1000 ETF
PRF
$10.1B
| $3.1M | 0.1% |
136,225
-10,370
| -7% | -$237K |
2013 Q2
29 quarters
|
|
207
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$12.9B
| $3.1M | 0.1% |
27,942
-2,951
| -10% | -$331K |
2013 Q2
29 quarters
|
|
208
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
| $3.09M | 0.1% |
17,173
-46
| -0.3% | -$8.11K |
2013 Q2
29 quarters
|
|
209
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.18B
| $3.09M | 0.1% |
127,068
+11,662
| +10% | +$295K |
2015 Q4
19 quarters
|
|
210
Trade Desk
TTD
$6B
| $3.04M | 0.1% |
58,670
+10,250
| +21% | +$468K |
2019 Q3
4 quarters
|
|
211
Broadcom
AVGO
$1.63T
| $3.02M | 0.1% |
82,850
-2,630
| -3% | -$88.1K |
2018 Q2
9 quarters
|
|
212
Philip Morris
PM
$316B
| $3.01M | 0.1% |
40,180
+3,911
| +11% | +$302K |
2013 Q2
29 quarters
|
|
213
Schwab U.S Small- Cap ETF
SCHA
$22B
| $2.97M | 0.1% |
173,716
-15,756
| -8% | -$271K |
2016 Q3
16 quarters
|
|
214
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.41B
| $2.94M | 0.1% |
67,102
-25,550
| -28% | -$1.12M |
2017 Q2
13 quarters
|
|
215
ProShares S&P SmallCap 600 Dividend Aristocrats ETF
SMDV
$666M
| $2.94M | 0.1% |
62,302
+516
| +0.8% | +$25.2K |
2017 Q1
14 quarters
|
|
216
FT Vest US Equity Deep Buffer ETF November
DNOV
$402M
| $2.92M | 0.1% |
91,633
-13,565
| -13% | -$428K |
2020 Q1
2 quarters
|
|
217
Wells Fargo
WFC
$248B
| $2.91M | 0.1% |
123,617
+5,608
| +5% | +$138K |
2013 Q2
29 quarters
|
|
218
Vanguard Morningstar Value ETF
VTV
$193B
| $2.89M | 0.1% |
27,666
-214
| -0.8% | -$22.4K |
2013 Q2
29 quarters
|
|
219
iShares Core S&P US Growth ETF
IUSG
$33.5B
| $2.87M | 0.1% |
35,924
-945
| -3% | -$74K |
2014 Q1
26 quarters
|
|
220
iShares Global Healthcare ETF
IXJ
$4.51B
| $2.87M | 0.1% |
39,987
-47,737
| -54% | -$3.42M |
2020 Q2
1 quarter
|
|
221
VanEck Gold Miners ETF
GDX
$25.5B
| $2.84M | 0.1% |
72,618
+29,950
| +70% | +$1.22M |
2019 Q3
4 quarters
|
|
222
Schwab US Dividend Equity ETF
SCHD
$118B
| $2.83M | 0.1% |
153,672
-39,219
| -20% | -$722K |
2013 Q2
29 quarters
|
|
|
BRG
223
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
| $2.82M | 0.09% |
371,356
+148,534
| +67% | +$1.11M |
2020 Q2
1 quarter
|
|
224
W.W. Grainger
GWW
$63.2B
| $2.78M | 0.09% |
7,807
+34
| +0.4% | +$11.7K |
2013 Q2
29 quarters
|
|
225
Parker-Hannifin
PH
$114B
| $2.78M | 0.09% |
13,736
-181
| -1% | -$35.6K |
2013 Q2
29 quarters
|
|
Similar funds
First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 59% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.