First Allied Advisory Services’s IQ ARB Merger Arbitrage ETF MNA Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$1M	Sell	29,838 -742	-2%	-$23.9K	0.03%	475
2020 Q2	$964K	Sell	30,580 -3,983	-12%	-$124K	0.04%	448
2020 Q1	$1.04M	Sell	34,563 -505	-1%	-$16.3K	0.04%	378
2019 Q4	$1.16M	Sell	35,068 -861	-2%	-$28.1K	0.04%	429
2019 Q3	$1.15M	Sell	35,929 -268	-0.7%	-$8.53K	0.04%	430
2019 Q2	$1.14M	Buy	36,197 +1,863	+5%	+$59.1K	0.04%	426
2019 Q1	$1.1M	Buy	34,334 +19,522	+132%	+$626K	0.04%	428
2018 Q4	$473K	Sell	14,812 -266	-2%	-$8.45K	0.02%	629
2018 Q3	$481K	Sell	15,078 -134	-0.9%	-$4.2K	0.02%	738
2018 Q2	$472K	Sell	15,212 -424	-3%	-$13K	0.02%	698
2018 Q1	$485K	Sell	15,636 -853	-5%	-$26.6K	0.02%	677
2017 Q4	$514K	Sell	16,489 -1,525	-8%	-$47.1K	0.02%	641
2017 Q3	$558K	Sell	18,014 -1,103	-6%	-$33.8K	0.02%	581
2017 Q2	$592K	Sell	19,117 -4,720	-20%	-$143K	0.03%	562
2017 Q1	$715K	Sell	23,837 -14,732	-38%	-$437K	0.04%	475
2016 Q4	$1.13M	Sell	38,569 -6,288	-14%	-$183K	0.06%	348
2016 Q3	$1.31M	Sell	44,857 -3,885	-8%	-$111K	0.07%	297
2016 Q2	$1.39M	Sell	48,742 -9,066	-16%	-$259K	0.08%	273
2016 Q1	$1.68M	Sell	57,808 -5,359	-8%	-$152K	0.09%	235
2015 Q4	$1.78M	Sell	63,167 -2,445	-4%	-$67.9K	0.09%	241
2015 Q3	$1.84M	Sell	65,612 -7,658	-10%	-$217K	0.1%	231
2015 Q2	$2.11M	Buy	+73,270	New	+$2.12M	0.09%	249
2013 Q4	–	Sell	-18,986	Closed	-$507K	–	1010
2013 Q3	$507K	Buy	+18,986	New	+$499K	0.03%	522