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IQ ARB Merger Arbitrage ETF

115 hedge funds and large institutions have $552M invested in IQ ARB Merger Arbitrage ETF in 2018 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 42 increasing their positions, 24 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

333% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 9

117% more funds holding in top 10

Funds holding in top 10: 613 (+7)

75% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 24

49% more capital invested

Capital invested by funds: $371M → $552M (+$181M)

34% more funds holding

Funds holding: 86115 (+29)

6.91% more ownership

Funds ownership: 59.82%66.73% (+6.9%)

Holders
115
Holders Change
+29
Holders Change %
+33.72%
% of All Funds
2.56%
Holding in Top 10
13
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+116.67%
% of All Funds
0.29%
New
39
Increased
42
Reduced
24
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$71.1M +$6.83M +214,944 +11%
GT
2
Greenleaf Trust
Michigan
$38.4M +$6.66M +209,710 +21%
BCI
3
Brinker Capital Investments
Pennsylvania
$38.2M +$8.75M +275,463 +30%
Morgan Stanley
4
Morgan Stanley
New York
$37.2M +$16.1M +508,350 +76%
Bank of America
5
Bank of America
North Carolina
$31.6M +$4.89M +154,119 +18%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$28.1M +$2.85M +89,720 +11%
OIA
7
OneDigital Investment Advisors
Kansas
$25.3M -$1.77M -55,753 -7%
RJA
8
Raymond James & Associates
Florida
$22.2M +$8.03M +252,822 +56%
Wells Fargo
9
Wells Fargo
California
$19.7M +$16M +502,908 +420%
Manulife (Manufacturers Life Insurance)
10
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$18.9M +$19M +597,460 New
WP
11
WealthPLAN Partners
Nebraska
$18.6M -$212K -6,662 -1%
AWC
12
Abundance Wealth Counselors
Pennsylvania
$13.8M +$13.8M +434,253 New
PP
13
Prudential plc
United Kingdom
$11.6M +$10.7M +336,300 +1,085%
BOS
14
Bank of Stockton
California
$10.5M +$104K +3,265 +1%
UWM
15
USAdvisors Wealth Management
Minnesota
$10.2M +$10.2M +322,112 New
GWAG
16
Garrett Wealth Advisory Group
Texas
$9.6M +$9.63M +303,312 New
SCM
17
Stonehearth Capital Management
Massachusetts
$9.25M -$175K -5,501 -2%
WF
18
WealthTrust Fairport
Ohio
$7.71M -$214K -6,731 -3%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$7.46M +$1.63M +51,223 +28%
BRWM
20
B. Riley Wealth Management
Tennessee
$6.82M +$267K +8,408 +4%
LFASL
21
Lugano Financial Advisors SA (LFA)
Switzerland
$5.92M
SAM
22
Stringer Asset Management
Tennessee
$5.92M +$1.84M +57,819 +45%
JF
23
JSF Financial
California
$5.88M +$5.89M +185,583 New
NAM
24
NorthCoast Asset Management
Connecticut
$5.44M -$1.47M -46,324 -21%
LPL Financial
25
LPL Financial
California
$5.09M +$2.49M +78,328 +95%

MNA Hedge Fund Activity: Q4 2018 in Review

115 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in IQ ARB Merger Arbitrage ETF (MNA) for Q4 2018, worth a combined $552M — up 49% from $371M a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new MNA positions and 9 closed out — a net gain of 30 holders — while 42 added to existing stakes and 24 trimmed.

The largest buyer was Manulife (Manufacturers Life Insurance), opening a new position worth an estimated $19M. The largest seller was OneDigital Investment Advisors, cutting an estimated $1.77M.

  • 115 institutional investors held IQ ARB Merger Arbitrage ETF (MNA) as of Q4 2018, up from 86 in Q3 2018.
  • Funds reported $552M of IQ ARB Merger Arbitrage ETF stock for Q4 2018, up 49% quarter-over-quarter.
  • 39 funds opened new IQ ARB Merger Arbitrage ETF positions in Q4 2018 and 9 closed out, a net change of +30 holders.
  • The largest IQ ARB Merger Arbitrage ETF buyer in Q4 2018 was Manulife (Manufacturers Life Insurance), an estimated $19M added.
  • The largest IQ ARB Merger Arbitrage ETF seller in Q4 2018 was OneDigital Investment Advisors, an estimated $1.77M sold.

Based on aggregated 13F filings for Q4 2018.