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IQ ARB Merger Arbitrage ETF

19 hedge funds and large institutions have $22.6M invested in IQ ARB Merger Arbitrage ETF in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 3 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

133% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 3

108% more capital invested

Capital invested by funds: $10.9M → $22.6M (+$11.7M)

27% more funds holding

Funds holding: 1519 (+4)

6.57% more ownership

Funds ownership: 30.09%36.66% (+6.6%)

Holders
19
Holders Change
+4
Holders Change %
+26.67%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
7
Reduced
3
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NYLIM
1
New York Life Investment Management
New York
$10.4M +$10.5M +379,107 New
Morgan Stanley
2
Morgan Stanley
New York
$3.5M +$1.11M +40,191 +46%
SAM
3
Stringer Asset Management
Tennessee
$2.51M -$1.28M -46,289 -34%
FAAM
4
First Allied Asset Management
California
$1.82M +$244K +8,840 +15%
Bank of America
5
Bank of America
North Carolina
$1.16M +$768K +27,820 +191%
HighTower Advisors
6
HighTower Advisors
Illinois
$939K +$945K +34,234 New
JIC
7
Johnson Investment Counsel
Ohio
$632K +$636K +23,050 New
RJA
8
Raymond James & Associates
Florida
$392K +$394K +14,288 New
MPWT
9
MassMutual Private Wealth & Trust
Connecticut
$372K +$2.07K +75 +0.6%
Jane Street
10
Jane Street
New York
$277K -$619K -22,422 -69%
SI
11
SII Investments
Wisconsin
$242K +$3.26K +118 +1%
Ameriprise
12
Ameriprise
Minnesota
$215K +$46.6K +1,688 +27%
BFEC
13
Benjamin F. Edwards & Company
Missouri
$112K
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$26K -$16.5K -597 -39%
Wells Fargo
15
Wells Fargo
California
$12K
TFA
16
Transamerica Financial Advisors
Florida
$7K +$1.44K +52 +27%
BCI
17
Brinker Capital Investments
Pennsylvania
$5K +$5.3K +192 New
AIG
18
American International Group
New York
$4.01K
CG
19
Colony Group
Massachusetts
$4K
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
-$742K -26,680 Closed

MNA Hedge Fund Activity: Q3 2014 in Review

19 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in IQ ARB Merger Arbitrage ETF (MNA) for Q3 2014, worth a combined $22.6M — up 108% from $10.9M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new MNA positions and 1 closed out — a net gain of 4 holders — while 7 added to existing stakes and 3 trimmed.

The largest buyer was New York Life Investment Management, opening a new position worth an estimated $10.5M. The largest seller was Stringer Asset Management, cutting an estimated $1.28M.

  • 19 institutional investors held IQ ARB Merger Arbitrage ETF (MNA) as of Q3 2014, up from 15 in Q2 2014.
  • Funds reported $22.6M of IQ ARB Merger Arbitrage ETF stock for Q3 2014, up 108% quarter-over-quarter.
  • 5 funds opened new IQ ARB Merger Arbitrage ETF positions in Q3 2014 and 1 closed out, a net change of +4 holders.
  • The largest IQ ARB Merger Arbitrage ETF buyer in Q3 2014 was New York Life Investment Management, an estimated $10.5M added.
  • The largest IQ ARB Merger Arbitrage ETF seller in Q3 2014 was Stringer Asset Management, an estimated $1.28M sold.

Based on aggregated 13F filings for Q3 2014.