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IQ ARB Merger Arbitrage ETF

127 hedge funds and large institutions have $522M invested in IQ ARB Merger Arbitrage ETF in 2021 Q1 according to their latest regulatory filings, with 18 funds opening new positions, 52 increasing their positions, 37 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

41% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 37

13% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 16

1.12% more ownership

Funds ownership: 70.94%72.07% (+1.1%)

0% more funds holding

Funds holding: 127127 (0)

0% more funds holding in top 10

Funds holding in top 10: 66 (0)

0% less capital invested

Capital invested by funds: $524M → $522M (-$1.46M)

Holders
127
Holders Change
Holders Change %
0%
% of All Funds
2.23%
Holding in Top 10
6
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
18
Increased
52
Reduced
37
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OIA
1
OneDigital Investment Advisors
Kansas
$56.9M +$5.73M +173,249 +11%
BCI
2
Brinker Capital Investments
Pennsylvania
$51.6M -$180K -5,448 -0.3%
GT
3
Greenleaf Trust
Michigan
$50.6M +$2.87M +86,722 +6%
CFIA
4
Cantor Fitzgerald Investment Advisors
New York
$37M -$45K -1,360 -0.1%
Morgan Stanley
5
Morgan Stanley
New York
$36.2M +$6.58M +198,959 +22%
Ameriprise
6
Ameriprise
Minnesota
$25.2M -$3.35M -101,162 -12%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$21.6M +$4.87M +147,299 +29%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$18.9M +$246K +7,443 +1%
Manulife (Manufacturers Life Insurance)
9
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$16.5M +$726K +21,956 +5%
Bank of America
10
Bank of America
North Carolina
$16.4M -$15.6M -471,191 -49%
Wells Fargo
11
Wells Fargo
California
$13.3M -$1.04M -31,300 -7%
OPS
12
Orion Portfolio Solutions
Nebraska
$12.2M +$1.11M +33,645 +10%
WP
13
WealthPLAN Partners
Nebraska
$10.6M +$273K +8,253 +3%
BRWM
14
B. Riley Wealth Management
Tennessee
$10.2M +$2.24M +67,618 +28%
OPCM
15
Osborne Partners Capital Management
California
$10M +$10.1M +304,747 New
WAP
16
Wealthcare Advisory Partners
Pennsylvania
$9.37M +$4.2M +126,902 +81%
DCM
17
DeGreen Capital Management
Arizona
$9.31M -$122K -3,701 -0.9%
AA
18
Ancora Advisors
Ohio
$6.54M -$2.23M -67,424 -25%
LFASL
19
Lugano Financial Advisors SA (LFA)
Switzerland
$4.99M +$189K +5,722 +4%
AllianceBernstein
20
AllianceBernstein
Tennessee
$4.73M -$174K -5,270 -4%
PA
21
Pinnacle Associates
New York
$4.61M -$324K -9,779 -7%
VWA
22
Visionary Wealth Advisors
Illinois
$4.53M +$4.29M +129,748 +1,660%
CFA
23
Carroll Financial Associates
North Carolina
$4.1M +$445K +13,462 +12%
MIA
24
MainStreet Investment Advisors
Illinois
$4.07M -$1.12M -33,889 -22%
ST
25
Spinnaker Trust
Maine
$3.96M +$575K +17,381 +17%

MNA Hedge Fund Activity: Q1 2021 in Review

127 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in IQ ARB Merger Arbitrage ETF (MNA) for Q1 2021, worth a combined $522M — down 0.28% from $524M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new MNA positions and 16 closed out — a net gain of 2 holders — while 52 added to existing stakes and 37 trimmed.

The largest buyer was Osborne Partners Capital Management, opening a new position worth an estimated $10.1M. The largest seller was Mainstay Capital Management, exiting entirely with an estimated $22.6M sold.

  • 127 institutional investors held IQ ARB Merger Arbitrage ETF (MNA) as of Q1 2021, unchanged from Q4 2020.
  • Funds reported $522M of IQ ARB Merger Arbitrage ETF stock for Q1 2021, down 0.28% quarter-over-quarter.
  • 18 funds opened new IQ ARB Merger Arbitrage ETF positions in Q1 2021 and 16 closed out, a net change of +2 holders.
  • The largest IQ ARB Merger Arbitrage ETF buyer in Q1 2021 was Osborne Partners Capital Management, an estimated $10.1M added.
  • The largest IQ ARB Merger Arbitrage ETF seller in Q1 2021 was Mainstay Capital Management, an estimated $22.6M sold.

Based on aggregated 13F filings for Q1 2021.