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IQ ARB Merger Arbitrage ETF

142 hedge funds and large institutions have $633M invested in IQ ARB Merger Arbitrage ETF in 2019 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 46 increasing their positions, 56 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

222% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 9

15% more funds holding

Funds holding: 123142 (+19)

6% more capital invested

Capital invested by funds: $599M → $633M (+$34.3M)

1.44% more ownership

Funds ownership: 66.81%68.25% (+1.4%)

0% more funds holding in top 10

Funds holding in top 10: 1111 (0)

18% less repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 56

Holders
142
Holders Change
+19
Holders Change %
+15.45%
% of All Funds
2.8%
Holding in Top 10
11
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.22%
New
29
Increased
46
Reduced
56
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BCI
1
Brinker Capital Investments
Pennsylvania
$47.9M -$2.15M -65,981 -4%
GT
2
Greenleaf Trust
Michigan
$46M -$856K -26,228 -2%
Morgan Stanley
3
Morgan Stanley
New York
$44.9M -$6M -183,778 -12%
Wells Fargo
4
Wells Fargo
California
$40.3M +$6.75M +206,656 +21%
OIA
5
OneDigital Investment Advisors
Kansas
$37.9M +$1.72M +52,636 +5%
CFIA
6
Cantor Fitzgerald Investment Advisors
New York
$36.4M -$89.6K -2,745 -0.2%
Bank of America
7
Bank of America
North Carolina
$30.1M +$631K +19,318 +2%
Ameriprise
8
Ameriprise
Minnesota
$29.2M +$1.98M +60,490 +7%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$26.5M -$648K -19,853 -2%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$19.7M +$846K +25,894 +5%
Manulife (Manufacturers Life Insurance)
11
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$19.4M -$1.23M -37,522 -6%
WP
12
WealthPLAN Partners
Nebraska
$19M +$2.75M +84,174 +17%
AWC
13
Abundance Wealth Counselors
Pennsylvania
$17.2M +$797K +24,410 +5%
WCWM
14
Wooster Corthell Wealth Management
Connecticut
$14.4M +$35.8K +1,096 +0.3%
AA
15
Ancora Advisors
Ohio
$12.1M -$54.5K -1,668 -0.5%
DCM
16
DeGreen Capital Management
Arizona
$11.9M +$237K +7,244 +2%
SCM
17
Stonehearth Capital Management
Massachusetts
$10.9M +$513K +15,720 +5%
HighTower Advisors
18
HighTower Advisors
Illinois
$10.9M -$957K -29,292 -8%
BRWM
19
B. Riley Wealth Management
Tennessee
$8.25M -$68.4K -2,095 -0.8%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$7.88M +$2.42M +74,168 +45%
BCA
21
Biltmore Capital Advisors
New Jersey
$7.34M -$652K -19,954 -8%
GWAG
22
Garrett Wealth Advisory Group
Texas
$7.18M -$239K -7,314 -3%
LFASL
23
Lugano Financial Advisors SA (LFA)
Switzerland
$7.05M +$6.94M +212,396 New
PA
24
Pinnacle Associates
New York
$6.45M +$427K +13,080 +7%
PAG
25
Private Advisor Group
New Jersey
$5.68M -$436K -13,344 -7%

MNA Hedge Fund Activity: Q4 2019 in Review

142 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in IQ ARB Merger Arbitrage ETF (MNA) for Q4 2019, worth a combined $633M — up 5.7% from $599M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new MNA positions and 9 closed out — a net gain of 20 holders — while 46 added to existing stakes and 56 trimmed.

The largest buyer was Wells Fargo, adding an estimated $6.75M. The largest seller was Morgan Stanley, cutting an estimated $6M.

  • 142 institutional investors held IQ ARB Merger Arbitrage ETF (MNA) as of Q4 2019, up from 123 in Q3 2019.
  • Funds reported $633M of IQ ARB Merger Arbitrage ETF stock for Q4 2019, up 5.7% quarter-over-quarter.
  • 29 funds opened new IQ ARB Merger Arbitrage ETF positions in Q4 2019 and 9 closed out, a net change of +20 holders.
  • The largest IQ ARB Merger Arbitrage ETF buyer in Q4 2019 was Wells Fargo, an estimated $6.75M added.
  • The largest IQ ARB Merger Arbitrage ETF seller in Q4 2019 was Morgan Stanley, an estimated $6M sold.

Based on aggregated 13F filings for Q4 2019.