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IQ ARB Merger Arbitrage ETF

127 hedge funds and large institutions have $524M invested in IQ ARB Merger Arbitrage ETF in 2020 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 37 increasing their positions, 45 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 13

50% more funds holding in top 10

Funds holding in top 10: 46 (+2)

9% more funds holding

Funds holding: 117127 (+10)

4% more capital invested

Capital invested by funds: $505M → $524M (+$18.4M)

0.4% less ownership

Funds ownership: 71.35%70.94% (-0.4%)

18% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 45

Holders
127
Holders Change
+10
Holders Change %
+8.55%
% of All Funds
2.25%
Holding in Top 10
6
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+50%
% of All Funds
0.11%
New
26
Increased
37
Reduced
45
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BCI
1
Brinker Capital Investments
Pennsylvania
$52.4M -$2.92M -85,924 -5%
OIA
2
OneDigital Investment Advisors
Kansas
$51.8M +$3.7M +109,004 +8%
GT
3
Greenleaf Trust
Michigan
$48.3M +$1.52M +44,678 +3%
CFIA
4
Cantor Fitzgerald Investment Advisors
New York
$37.1M +$220K +6,486 +0.6%
Bank of America
5
Bank of America
North Carolina
$32.3M +$1.91M +56,375 +6%
Morgan Stanley
6
Morgan Stanley
New York
$30M -$1.86M -54,810 -6%
Ameriprise
7
Ameriprise
Minnesota
$28.8M +$1.39M +41,065 +5%
MCM
8
Mainstay Capital Management
Michigan
$22.6M +$23M +677,231 New
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$18.9M -$1.06M -31,219 -5%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$17M -$673K -19,845 -4%
Manulife (Manufacturers Life Insurance)
11
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$15.9M -$1.94M -57,106 -11%
Wells Fargo
12
Wells Fargo
California
$14.5M -$2.18M -64,254 -13%
DCM
13
DeGreen Capital Management
Arizona
$14M +$535K +15,772 +4%
OPS
14
Orion Portfolio Solutions
Nebraska
$11.2M -$4.21K -124 -0%
WP
15
WealthPLAN Partners
Nebraska
$10.2M -$358K -10,564 -3%
AA
16
Ancora Advisors
Ohio
$8.87M
BRWM
17
B. Riley Wealth Management
Tennessee
$8.08M -$1.02M -29,987 -11%
CCMG
18
Clark Capital Management Group
Pennsylvania
$6.05M -$139K -4,083 -2%
MIA
19
MainStreet Investment Advisors
Illinois
$5.25M -$3.04M -89,546 -36%
WAP
20
Wealthcare Advisory Partners
Pennsylvania
$5.25M +$3.47M +102,367 +186%
PA
21
Pinnacle Associates
New York
$4.99M -$103K -3,043 -2%
AllianceBernstein
22
AllianceBernstein
Tennessee
$4.96M
LFASL
23
Lugano Financial Advisors SA (LFA)
Switzerland
$4.86M +$3.18M +93,613 +180%
PCS
24
Personal CFO Solutions
New Jersey
$4.68M +$138K +4,069 +3%
CFA
25
Carroll Financial Associates
North Carolina
$3.7M +$320K +9,416 +9%

MNA Hedge Fund Activity: Q4 2020 in Review

127 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in IQ ARB Merger Arbitrage ETF (MNA) for Q4 2020, worth a combined $524M — up 3.6% from $505M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new MNA positions and 13 closed out — a net gain of 13 holders — while 37 added to existing stakes and 45 trimmed.

The largest buyer was Mainstay Capital Management, opening a new position worth an estimated $23M. The largest seller was United Services Automobile Association, exiting entirely with an estimated $8.46M sold.

  • 127 institutional investors held IQ ARB Merger Arbitrage ETF (MNA) as of Q4 2020, up from 117 in Q3 2020.
  • Funds reported $524M of IQ ARB Merger Arbitrage ETF stock for Q4 2020, up 3.6% quarter-over-quarter.
  • 26 funds opened new IQ ARB Merger Arbitrage ETF positions in Q4 2020 and 13 closed out, a net change of +13 holders.
  • The largest IQ ARB Merger Arbitrage ETF buyer in Q4 2020 was Mainstay Capital Management, an estimated $23M added.
  • The largest IQ ARB Merger Arbitrage ETF seller in Q4 2020 was United Services Automobile Association, an estimated $8.46M sold.

Based on aggregated 13F filings for Q4 2020.