First Foundation Advisors’s NYLIM Merger Arbitrage ETF MNA Stock Holding History

First Foundation Advisors’s Portfolio MNA Stock Details MNA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-12,403	Closed	-$394K	–	410
2022 Q4	$394K	Sell	12,403 -49,786	-80%	-$1.57M	0.02%	276
2022 Q3	$1.95M	Buy	62,189 +18,536	+42%	+$586K	0.1%	119
2022 Q2	$1.35M	Buy	+43,653	New	+$1.37M	0.06%	156
2021 Q3	–	Sell	-6,651	Closed	-$223K	–	462
2021 Q2	$223K	Hold	6,651	–	–	0.01%	409
2021 Q1	$219K	Sell	6,651 -22	-0.3%	-$728	0.01%	378
2020 Q4	$222K	Sell	6,673 -16,925	-72%	-$574K	0.01%	374
2020 Q3	$794K	Sell	23,598 -1,194	-5%	-$38.5K	0.04%	196
2020 Q2	$782K	Sell	24,792 -19,075	-43%	-$594K	0.04%	190
2020 Q1	$1.32M	Sell	43,867 -72,472	-62%	-$2.34M	0.08%	141
2019 Q4	$3.86M	Buy	116,339 +92,238	+383%	+$3.01M	0.19%	84
2019 Q3	$772K	Buy	24,101 +5,044	+26%	+$160K	0.04%	182
2019 Q2	$601K	Buy	19,057 +324	+2%	+$10.3K	0.03%	208
2019 Q1	$598K	Buy	18,733 +396	+2%	+$12.7K	0.04%	198
2018 Q4	$581K	Buy	18,337 +4,329	+31%	+$137K	0.04%	235
2018 Q3	$445K	Buy	+14,008	New	+$439K	0.02%	245

Other funds holding MNA

Greenleaf Trust Kalamazoo, Michigan $10.4B AUM 0.97% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $128B AUM 35.83% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $11.8B AUM 21.23% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

WAP

Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

OPCM

Osborne Partners Capital Management San Francisco, California $1.8B AUM 22.23% 1-Year Est. Return

First Foundation Advisors's MNA Position: Q1 2023 in Review

First Foundation Advisors sold out of NYLIM Merger Arbitrage ETF (MNA) in Q1 2023, closing a stake of 12,403 shares — an estimated $394K sold.

First Foundation Advisors first reported a position in MNA in Q3 2018 and held it in 15 quarters. The position peaked at $3.86M in Q4 2019. 106 funds tracked by Wall St. Rank hold MNA as of Q1 2023.

First Foundation Advisors reported no remaining NYLIM Merger Arbitrage ETF position as of Q1 2023 after selling out during the quarter.
First Foundation Advisors sold 12,403 NYLIM Merger Arbitrage ETF shares in Q1 2023, an estimated $394K.
First Foundation Advisors first reported a position in NYLIM Merger Arbitrage ETF in Q3 2018 and held it in 15 quarters.
First Foundation Advisors's NYLIM Merger Arbitrage ETF position peaked at $3.86M in Q4 2019.
106 funds tracked by Wall St. Rank held NYLIM Merger Arbitrage ETF as of Q1 2023.

Based on First Foundation Advisors's 13F filing for Q1 2023, filed 12 May 2023.