First Allied Advisory Services’s First Trust Consumer Discretionary AlphaDEX Fund FXD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$913K	Buy	+21,464	New	+$887K	0.03%	497
2020 Q2	–	Sell	-11,044	Closed	-$297K	–	1147
2020 Q1	$297K	Sell	11,044 -11,171	-50%	-$442K	0.01%	761
2019 Q4	$1.01M	Sell	22,215 -710	-3%	-$31K	0.03%	468
2019 Q3	$961K	Buy	22,925 +4,563	+25%	+$194K	0.03%	480
2019 Q2	$786K	Buy	18,362 +540	+3%	+$23K	0.03%	529
2019 Q1	$758K	Buy	17,822 +924	+5%	+$37.7K	0.03%	533
2018 Q4	$626K	Sell	16,898 -3,977	-19%	-$159K	0.02%	542
2018 Q3	$917K	Buy	20,875 +7,262	+53%	+$314K	0.03%	491
2018 Q2	$582K	Buy	13,613 +3,406	+33%	+$142K	0.02%	625
2018 Q1	$417K	Sell	10,207 -1,212	-11%	-$51.8K	0.02%	739
2017 Q4	$481K	Buy	11,419 +4,270	+60%	+$170K	0.02%	667
2017 Q3	$276K	Sell	7,149 -4,647	-39%	-$173K	0.01%	848
2017 Q2	$438K	Buy	11,796 +2,957	+33%	+$108K	0.02%	665
2017 Q1	$322K	Sell	8,839 -4,526	-34%	-$164K	0.02%	752
2016 Q4	$474K	Buy	13,365 +1,417	+12%	+$50.3K	0.02%	601
2016 Q3	$421K	Sell	11,948 -2,959	-20%	-$105K	0.02%	628
2016 Q2	$501K	Sell	14,907 -9,607	-39%	-$328K	0.03%	549
2016 Q1	$865K	Sell	24,514 -2,815	-10%	-$92.2K	0.05%	398
2015 Q4	$930K	Sell	27,329 -32	-0.1%	-$1.12K	0.05%	392
2015 Q3	$935K	Buy	27,361 +3,068	+13%	+$110K	0.05%	371
2015 Q2	$886K	Sell	24,293 -96	-0.4%	-$3.55K	0.04%	430
2015 Q1	$905K	Buy	24,389 +4,395	+22%	+$159K	0.06%	378
2014 Q4	$715K	Sell	19,994 -3,797	-16%	-$128K	0.05%	420
2014 Q3	$771K	Sell	23,791 -2,705	-10%	-$89.8K	0.06%	372
2014 Q2	$883K	Sell	26,496 -2,359	-8%	-$75.3K	0.06%	357
2014 Q1	$918K	Buy	28,855 +3,566	+14%	+$113K	0.07%	320
2013 Q4	$809K	Sell	25,289 -7,493	-23%	-$232K	0.06%	351
2013 Q3	$974K	Sell	32,782 -149	-0.5%	-$4.29K	0.06%	313
2013 Q2	$894K	Buy	+32,931	New	+$878K	0.07%	289