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First Trust Consumer Discretionary AlphaDEX Fund

109 hedge funds and large institutions have $1.89B invested in First Trust Consumer Discretionary AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 50 increasing their positions, 33 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

224% more call options, than puts

Call options by funds: $826K | Put options by funds: $255K

52% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 33

8% more funds holding in top 10

Funds holding in top 10: 1213 (+1)

0.2% more ownership

Funds ownership: 79.48%79.67% (+0.2%)

8% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 13

3% less funds holding

Funds holding: 112109 (-3)

8% less capital invested

Capital invested by funds: $2.05B → $1.89B (-$162M)

Holders
109
Holders Change
-3
Holders Change %
-2.68%
% of All Funds
3.04%
Holding in Top 10
13
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+8.33%
% of All Funds
0.36%
New
12
Increased
50
Reduced
33
Closed
13
Calls
$826K
Puts
$255K
Net Calls
+$571K
Net Calls Change
+$270K
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$708M +$125M +3,476,250 +20%
Morgan Stanley
2
Morgan Stanley
New York
$295M +$9.41M +261,414 +3%
Wells Fargo
3
Wells Fargo
California
$219M -$28.3M -785,841 -11%
UBS Group
4
UBS Group
Switzerland
$86.4M +$2.89M +80,215 +3%
Bank of America
5
Bank of America
North Carolina
$76.7M -$7.64M -212,241 -9%
RJA
6
Raymond James & Associates
Florida
$37.1M +$2.01M +55,684 +5%
AIM
7
Astor Investment Management
Illinois
$30.8M +$1.56M +43,288 +5%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$27.7M +$22.2M +617,730 +327%
HA
9
Hays Advisory
Tennessee
$25.9M +$5.46M +151,600 +25%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$24.6M -$1.54M -42,837 -6%
TFA
11
Transamerica Financial Advisors
Florida
$22.6M +$8.22M +228,297 +53%
SAM
12
Shamrock Asset Management
Texas
$22.5M +$1.96M +54,509 +9%
Goldman Sachs
13
Goldman Sachs
New York
$19.7M -$5.59M -155,192 -21%
MFS
14
MSI Financial Services
Massachusetts
$19.2M +$6.44M +178,818 +47%
LPL Financial
15
LPL Financial
California
$17.8M -$4.96M -137,730 -21%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$16M -$2.54M -70,547 -13%
Ameriprise
17
Ameriprise
Minnesota
$14.6M +$769K +21,352 +5%
NC
18
NewSquare Capital
Pennsylvania
$14.2M +$2.32M +64,371 +18%
Stifel Financial
19
Stifel Financial
Missouri
$13.1M -$2.55M -70,911 -16%
BFA
20
Beaumont Financial Advisors
Massachusetts
$12.7M
ACM
21
Aviance Capital Management
Florida
$12.6M +$13.2M +366,654 New
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$11M +$392K +10,875 +4%
HF
23
Hoxton Financial
West Virginia
$10.5M +$162K +4,502 +1%
CS
24
Credit Suisse
Switzerland
$8.58M +$3.76M +104,284 +71%
BTS
25
BB&T Securities
Virginia
$7.4M +$1.71M +47,461 +28%