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First Trust Consumer Discretionary AlphaDEX Fund

115 hedge funds and large institutions have $182M invested in First Trust Consumer Discretionary AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 15 increasing their positions, 54 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

58% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 12

5% more funds holding

Funds holding: 110115 (+5)

4.34% less ownership

Funds ownership: 62.32%57.98% (-4.3%)

11% less capital invested

Capital invested by funds: $205M → $182M (-$22.8M)

72% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 54

95% less call options, than puts

Call options by funds: $3.83M | Put options by funds: $81.4M

Holders
115
Holders Change
+5
Holders Change %
+4.55%
% of All Funds
1.85%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
19
Increased
15
Reduced
54
Closed
12
Calls
$3.83M
Puts
$81.4M
Net Calls
-$77.5M
Net Calls Change
-$28.8M
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$49.7M -$10M -208,948 -17%
Morgan Stanley
2
Morgan Stanley
New York
$42.2M -$6.89M -143,602 -14%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$9.84M -$1.57M -32,822 -14%
LPL Financial
4
LPL Financial
California
$9.6M -$92.4K -1,926 -1%
Goldman Sachs
5
Goldman Sachs
New York
$9.25M -$442K -9,220 -5%
Bank of America
6
Bank of America
North Carolina
$7.72M -$3.01M -62,731 -28%
RJA
7
Raymond James & Associates
Florida
$6.53M -$209K -4,354 -3%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$4.64M -$3.28M -68,253 -41%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$3.3M +$1.38M +28,810 +73%
UBS Group
10
UBS Group
Switzerland
$3.11M -$2.72M -56,634 -47%
Stifel Financial
11
Stifel Financial
Missouri
$2.65M -$283K -5,905 -10%
Truist Financial
12
Truist Financial
North Carolina
$2.34M -$179K -3,728 -7%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$2.29M -$5.12M -106,616 -69%
Osaic Holdings
14
Osaic Holdings
Arizona
$1.57M +$143K +2,981 +10%
Ameriprise
15
Ameriprise
Minnesota
$1.45M -$196K -4,094 -12%
CCA
16
Cottonwood Capital Advisors
Utah
$1.32M -$14.3K -297 -1%
Jane Street
17
Jane Street
New York
$1.15M -$88.9K -1,852 -7%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.11M -$482K -10,046 -30%
TRCT
19
Tower Research Capital (TRC)
New York
$1M -$1.25M -26,001 -56%
AR
20
Apeiron RIA
Texas
$1M -$78.9K -1,644 -7%
AP
21
Atwood & Palmer
Missouri
$943K -$896K -18,665 -49%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$861K -$97.9K -2,040 -10%
MML Investors Services
23
MML Investors Services
Massachusetts
$794K +$86.2K +1,796 +12%
CA
24
CoreCap Advisors
Michigan
$792K +$379K +7,898 +92%
CI
25
CX Institutional
Indiana
$749K +$746K +15,554 New

FXD Hedge Fund Activity: Q4 2022 in Review

115 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Consumer Discretionary AlphaDEX Fund (FXD) for Q4 2022, worth a combined $182M — down 11% from $205M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FXD positions and 12 closed out — a net gain of 7 holders — while 15 added to existing stakes and 54 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $1.38M. The largest seller was Wells Fargo, cutting an estimated $10M.

  • 115 institutional investors held First Trust Consumer Discretionary AlphaDEX Fund (FXD) as of Q4 2022, up from 110 in Q3 2022.
  • Funds reported $182M of First Trust Consumer Discretionary AlphaDEX Fund stock for Q4 2022, down 11% quarter-over-quarter.
  • 19 funds opened new First Trust Consumer Discretionary AlphaDEX Fund positions in Q4 2022 and 12 closed out, a net change of +7 holders.
  • The largest First Trust Consumer Discretionary AlphaDEX Fund buyer in Q4 2022 was Royal Bank of Canada, an estimated $1.38M added.
  • The largest First Trust Consumer Discretionary AlphaDEX Fund seller in Q4 2022 was Wells Fargo, an estimated $10M sold.

Based on aggregated 13F filings for Q4 2022.