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First Trust Consumer Discretionary AlphaDEX Fund

87 hedge funds and large institutions have $1.11B invested in First Trust Consumer Discretionary AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 56 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 16

234% more call options, than puts

Call options by funds: $474K | Put options by funds: $142K

100% more funds holding in top 10

Funds holding in top 10: 24 (+2)

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

74% more capital invested

Capital invested by funds: $640M → $1.11B (+$472M)

12.02% more ownership

Funds ownership: 67.27%79.28% (+12%)

6% more funds holding

Funds holding: 8287 (+5)

Holders
87
Holders Change
+5
Holders Change %
+6.1%
% of All Funds
2.52%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.12%
New
10
Increased
56
Reduced
16
Closed
5
Calls
$474K
Puts
$142K
Net Calls
+$332K
Net Calls Change
+$8K
Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$266M +$272M +8,193,660 New
Morgan Stanley
2
Morgan Stanley
New York
$167M +$2.82M +84,965 +2%
Wells Fargo
3
Wells Fargo
California
$150M +$17.9M +538,621 +13%
First Trust Advisors
4
First Trust Advisors
Illinois
$100M +$40.8M +1,229,202 +66%
U
5
UBS
Switzerland
$58.9M +$9.56M +287,782 +19%
BTS
6
BB&T Securities
Virginia
$51.1M +$4.32M +130,042 +472%
Bank of America
7
Bank of America
North Carolina
$44.6M +$2.01M +60,416 +5%
PPA
8
Parametric Portfolio Associates
Washington
$33M +$33.8M +1,018,265 New
BFA
9
Beaumont Financial Advisors
Massachusetts
$30.5M +$31.2M +940,434 New
RJA
10
Raymond James & Associates
Florida
$24.4M +$1.36M +41,055 +6%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$15.4M +$1.1M +33,130 +8%
LPL Financial
12
LPL Financial
California
$15.1M +$2.94M +88,477 +23%
PI
13
Placemark Investments
Illinois
$12.7M +$12.4M +373,818 +2,032%
Stifel Financial
14
Stifel Financial
Missouri
$10.3M +$1.54M +46,306 +17%
AIM
15
Astor Investment Management
Illinois
$10.2M +$2.6M +78,388 +33%
HF
16
Hoxton Financial
West Virginia
$10M +$69.5K +2,093 +0.7%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$7.27M +$6.58M +198,288 +760%
Ameriprise
18
Ameriprise
Minnesota
$6.95M +$1.4M +42,239 +25%
JP Morgan Chase
19
JP Morgan Chase
New York
$6.23M +$907K +27,306 +17%
NC
20
NewSquare Capital
Pennsylvania
$4.87M +$1.4M +42,307 +39%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$4.85M +$1.39M +41,908 +39%
SI
22
Stephens Inc
Arkansas
$4.36M +$1M +30,214 +29%
CS
23
Credit Suisse
Switzerland
$4.15M +$977K +29,408 +30%
B
24
Baird
Wisconsin
$4.06M +$598K +18,006 +17%
HFS
25
HL Financial Services
Kentucky
$3.93M -$170K -5,120 -4%