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First Trust Consumer Discretionary AlphaDEX Fund

127 hedge funds and large institutions have $1.97B invested in First Trust Consumer Discretionary AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 52 increasing their positions, 40 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

475% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 4

320% more call options, than puts

Call options by funds: $760K | Put options by funds: $181K

30% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 40

17% more funds holding

Funds holding: 109127 (+18)

1.83% more ownership

Funds ownership: 79.67%81.5% (+1.8%)

4% more capital invested

Capital invested by funds: $1.89B → $1.97B (+$78.8M)

8% less funds holding in top 10

Funds holding in top 10: 1312 (-1)

Holders
127
Holders Change
+18
Holders Change %
+16.51%
% of All Funds
3.33%
Holding in Top 10
12
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-7.69%
% of All Funds
0.31%
New
23
Increased
52
Reduced
40
Closed
4
Calls
$760K
Puts
$181K
Net Calls
+$579K
Net Calls Change
+$8K
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$778M +$76.1M +2,169,856 +11%
Morgan Stanley
2
Morgan Stanley
New York
$300M +$6.86M +195,477 +2%
Wells Fargo
3
Wells Fargo
California
$217M -$426K -12,134 -0.2%
UBS Group
4
UBS Group
Switzerland
$88.2M +$2.26M +64,410 +3%
Bank of America
5
Bank of America
North Carolina
$83.4M +$7.33M +208,925 +9%
RJA
6
Raymond James & Associates
Florida
$40.2M +$3.38M +96,504 +9%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$32.4M +$5.06M +144,351 +18%
LPL Financial
8
LPL Financial
California
$30.7M +$14.4M +409,288 +81%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$23.4M -$1.07M -30,516 -4%
HA
10
Hays Advisory
Tennessee
$23.1M -$2.72M -77,581 -10%
AIM
11
Astor Investment Management
Illinois
$22.4M -$8.49M -242,096 -27%
TFA
12
Transamerica Financial Advisors
Florida
$22.4M -$160K -4,560 -0.7%
SAM
13
Shamrock Asset Management
Texas
$18M -$4.54M -129,325 -20%
MFS
14
MSI Financial Services
Massachusetts
$16.7M -$2.47M -70,411 -13%
Ameriprise
15
Ameriprise
Minnesota
$16.5M +$2.08M +59,172 +14%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$15.9M -$65K -1,853 -0.4%
NC
17
NewSquare Capital
Pennsylvania
$15.4M +$1.3M +36,978 +9%
SG
18
Strid Group
Pennsylvania
$14.7M +$15.2M +432,300 New
Stifel Financial
19
Stifel Financial
Missouri
$14M +$996K +28,410 +7%
BFA
20
Beaumont Financial Advisors
Massachusetts
$11.5M -$33.3K -950 -0.3%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$11.2M +$305K +8,696 +3%
HF
22
Hoxton Financial
West Virginia
$10.6M +$146K +4,166 +1%
ACM
23
Aviance Capital Management
Florida
$10.4M -$2.19M -62,489 -17%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$8.01M +$915K +26,077 +12%
Goldman Sachs
25
Goldman Sachs
New York
$7.69M -$12.3M -350,213 -61%