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First Trust Consumer Discretionary AlphaDEX Fund

77 hedge funds and large institutions have $91.9M invested in First Trust Consumer Discretionary AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 13 increasing their positions, 39 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more call options, than puts

Call options by funds: $281K | Put options by funds: $241K

6.09% less ownership

Funds ownership: 63.56%57.46% (-6.1%)

29% less funds holding

Funds holding: 10977 (-32)

62% less capital invested

Capital invested by funds: $242M → $91.9M (-$150M)

67% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 39

73% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 40

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
77
Holders Change
-32
Holders Change %
-29.36%
% of All Funds
1.7%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
11
Increased
13
Reduced
39
Closed
40
Calls
$281K
Puts
$241K
Net Calls
+$40K
Net Calls Change
+$269K
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$21M -$5.9M -148,992 -16%
Carson Wealth (CWM LLC)
2
Carson Wealth (CWM LLC)
Nebraska
$16.4M
Morgan Stanley
3
Morgan Stanley
New York
$10.2M -$4.51M -114,078 -23%
UBS Group
4
UBS Group
Switzerland
$5.65M -$3.95M -99,824 -32%
Bank of America
5
Bank of America
North Carolina
$4.23M -$9.28M -234,447 -60%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$3.88M +$3.38M +85,334 +144%
LPL Financial
7
LPL Financial
California
$3.49M -$577K -14,571 -10%
RJA
8
Raymond James & Associates
Florida
$3.35M -$746K -18,842 -13%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.85M +$2.53M +63,863 +151%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$2.24M -$1.15M -29,002 -26%
Goldman Sachs
11
Goldman Sachs
New York
$1.97M
Osaic Holdings
12
Osaic Holdings
Arizona
$1.72M +$2.53M +63,924 New
Stifel Financial
13
Stifel Financial
Missouri
$1.72M -$298K -7,522 -11%
TRCT
14
Tower Research Capital (TRC)
New York
$1.29M +$1.29M +32,519 +209%
PFS
15
Prospera Financial Services
Texas
$1.21M +$306K +7,722 +21%
Truist Financial
16
Truist Financial
North Carolina
$885K -$357K -9,032 -22%
LFAS
17
Level Four Advisory Services
Texas
$621K -$80.4K -2,032 -8%
Ameriprise
18
Ameriprise
Minnesota
$551K -$770K -19,450 -49%
CS
19
Credit Suisse
Switzerland
$524K -$1.28M -32,344 -62%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$512K -$331K -8,360 -30%
CWM
21
Cornerstone Wealth Management
Missouri
$505K +$25.6K +648 +4%
SI
22
Stephens Inc
Arkansas
$428K -$34.9K -882 -5%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$420K -$1.26M -31,827 -67%
SAM
24
SignalPoint Asset Management
Missouri
$357K -$27.7K -699 -5%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$357K +$526K +13,297 New