First Allied Advisory Services’s First Trust Technology AlphaDEX Fund FXL Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$1.39M	Buy	15,242 +4,847	+47%	+$427K	0.05%	388
2020 Q2	$867K	Sell	10,395 -4,477	-30%	-$326K	0.03%	478
2020 Q1	$883K	Sell	14,872 -14,822	-50%	-$1.03M	0.04%	421
2019 Q4	$2.15M	Buy	29,694 +8,877	+43%	+$609K	0.07%	301
2019 Q3	$1.36M	Buy	20,817 +1,334	+7%	+$89.9K	0.05%	387
2019 Q2	$1.3M	Sell	19,483 -3,422	-15%	-$224K	0.04%	404
2019 Q1	$1.46M	Buy	22,905 +1,320	+6%	+$79.5K	0.05%	366
2018 Q4	$1.14M	Sell	21,585 -22,244	-51%	-$1.23M	0.05%	391
2018 Q3	$2.79M	Buy	43,829 +1,987	+5%	+$120K	0.1%	233
2018 Q2	$2.36M	Sell	41,842 -3,958	-9%	-$224K	0.09%	256
2018 Q1	$2.53M	Buy	45,800 +3,099	+7%	+$172K	0.1%	235
2017 Q4	$2.19M	Buy	42,701 +9,547	+29%	+$487K	0.09%	249
2017 Q3	$1.59M	Buy	33,154 +9,107	+38%	+$417K	0.07%	296
2017 Q2	$1.05M	Buy	24,047 +17,589	+272%	+$766K	0.05%	412
2017 Q1	$268K	Sell	6,458 -10,856	-63%	-$439K	0.01%	836
2016 Q4	$656K	Buy	17,314 +3,607	+26%	+$134K	0.03%	504
2016 Q3	$504K	Sell	13,707 -1,440	-10%	-$50.8K	0.03%	562
2016 Q2	$499K	Sell	15,147 -6,016	-28%	-$196K	0.03%	552
2016 Q1	$699K	Sell	21,163 -19,174	-48%	-$588K	0.04%	453
2015 Q4	$1.34M	Sell	40,337 -921	-2%	-$31K	0.07%	297
2015 Q3	$1.31M	Sell	41,258 -8,164	-17%	-$275K	0.07%	298
2015 Q2	$1.75M	Buy	49,422 +2,849	+6%	+$104K	0.08%	284
2015 Q1	$1.67M	Buy	46,573 +11,860	+34%	+$417K	0.11%	221
2014 Q4	$1.2M	Buy	34,713 +3,556	+11%	+$117K	0.09%	273
2014 Q3	$1.02M	Buy	31,157 +19,889	+177%	+$651K	0.08%	290
2014 Q2	$368K	Buy	11,268 +1,814	+19%	+$56K	0.03%	633
2014 Q1	$294K	Buy	+9,454	New	+$290K	0.02%	731