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First Trust Technology AlphaDEX Fund

82 hedge funds and large institutions have $461M invested in First Trust Technology AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 19 increasing their positions, 45 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.49% more ownership

Funds ownership: 64.76%68.24% (+3.5%)

5% less funds holding

Funds holding: 8682 (-4)

18% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 17

19% less capital invested

Capital invested by funds: $571M → $461M (-$110M)

58% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 45

80% less funds holding in top 10

Funds holding in top 10: 51 (-4)

Holders
82
Holders Change
-4
Holders Change %
-4.65%
% of All Funds
2.29%
Holding in Top 10
1
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-80%
% of All Funds
0.03%
New
14
Increased
19
Reduced
45
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$87.6M +$13.8M +408,740 +17%
Morgan Stanley
2
Morgan Stanley
New York
$71.1M -$19.2M -569,969 -20%
Goldman Sachs
3
Goldman Sachs
New York
$57.6M +$41.4M +1,229,470 +209%
AIM
4
Astor Investment Management
Illinois
$52.4M +$4.34M +129,033 +8%
UBS Group
5
UBS Group
Switzerland
$27.1M -$4.44M -132,093 -13%
ACM
6
Aviance Capital Management
Florida
$23.6M +$25.1M +745,444 New
Bank of America
7
Bank of America
North Carolina
$20.8M -$10.8M -321,946 -33%
BFA
8
Beaumont Financial Advisors
Massachusetts
$12.7M
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$12.5M -$6.42M -190,966 -33%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$11.7M -$2.64M -78,496 -18%
LPL Financial
11
LPL Financial
California
$10.4M -$3.2M -94,982 -23%
RJA
12
Raymond James & Associates
Florida
$8.47M -$3.4M -100,987 -27%
UCFA
13
United Capital Financial Advisors
Texas
$7.4M -$179K -5,318 -2%
FEG
14
Financial Enhancement Group
Indiana
$4.39M -$4.72M -140,184 -50%
SAM
15
SignalPoint Asset Management
Missouri
$4.24M +$244K +7,240 +6%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$4.09M -$429K -12,761 -9%
JP Morgan Chase
17
JP Morgan Chase
New York
$3.64M -$256K -7,601 -6%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$3.22M +$3.42M +101,752 New
BTS
19
BB&T Securities
Virginia
$2.28M -$1.79M -53,283 -43%
DADC
20
D.A. Davidson & Co
Montana
$2.1M +$68.6K +2,040 +3%
Citadel Advisors
21
Citadel Advisors
Florida
$1.85M +$1.97M +58,446 New
Mirae Asset Global Investments
22
Mirae Asset Global Investments
South Korea
$1.82M +$723K +21,500 +60%
ONB
23
Old National Bancorp
Indiana
$1.65M -$148K -4,389 -8%
Jane Street
24
Jane Street
New York
$1.55M -$334K -9,934 -17%
FAAS
25
First Allied Advisory Services
California
$1.31M -$275K -8,164 -17%