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First Trust Technology AlphaDEX Fund

44 hedge funds and large institutions have $382M invested in First Trust Technology AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 22 increasing their positions, 11 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 11

35% more capital invested

Capital invested by funds: $283M → $382M (+$99.2M)

1.82% more ownership

Funds ownership: 68.84%70.66% (+1.8%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 10

2% less funds holding

Funds holding: 4544 (-1)

Holders
44
Holders Change
-1
Holders Change %
-2.22%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
10
Increased
22
Reduced
11
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$146M +$109M +3,869,950 +380%
BTS
2
BB&T Securities
Virginia
$43.8M +$451K +16,043 +12%
Morgan Stanley
3
Morgan Stanley
New York
$29.2M +$4.41M +157,032 +19%
Wells Fargo
4
Wells Fargo
California
$27.4M +$4.76M +169,524 +23%
PPA
5
Parametric Portfolio Associates
Washington
$24.4M +$3.39M +120,678 +17%
Bank of America
6
Bank of America
North Carolina
$22.7M -$3.84M -136,840 -15%
BFA
7
Beaumont Financial Advisors
Massachusetts
$13.4M +$12.6M +447,642 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$11.1M +$2.32M +82,616 +29%
Ameriprise
9
Ameriprise
Minnesota
$9.54M +$479K +17,054 +6%
BUB
10
BBVA USA Bancshares
Texas
$8.33M +$46.4K +1,651 +0.6%
U
11
UBS
Switzerland
$7.84M -$3.22M -114,570 -30%
PI
12
Placemark Investments
Illinois
$7.29M +$1.18M +42,150 +21%
LPL Financial
13
LPL Financial
California
$6.8M +$1.38M +48,986 +27%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$5.07M +$3.48M +123,938 +270%
FA
15
FDx Advisors
Illinois
$3.74M +$617K +21,970 +21%
RJA
16
Raymond James & Associates
Florida
$2.66M +$1.02M +36,268 +69%
SAM
17
SignalPoint Asset Management
Missouri
$1.95M +$477K +16,977 +35%
TT
18
Tower Trust
Indiana
$1.93M +$132K +4,686 +8%
CS
19
Credit Suisse
Switzerland
$974K -$848K -30,181 -48%
AssetMark Inc
20
AssetMark Inc
California
$959K -$739K -26,325 -45%
PAG
21
Private Advisor Group
New Jersey
$767K +$722K +25,691 New
AP
22
Advisors Preferred
Maryland
$763K +$718K +25,555 New
VFS
23
VSR Financial Services
Kansas
$706K +$79.2K +2,819 +14%
FHC
24
First Heartland Consultants
Missouri
$663K -$33.8K -1,202 -5%
DADC
25
D.A. Davidson & Co
Montana
$535K +$34.2K +1,217 +7%