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First Trust Technology AlphaDEX Fund

196 hedge funds and large institutions have $573M invested in First Trust Technology AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 52 increasing their positions, 75 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 28 | Existing positions closed: 16

10% more capital invested

Capital invested by funds: $523M → $573M (+$50.4M)

6% more funds holding

Funds holding: 185196 (+11)

0.31% more ownership

Funds ownership: 56.09%56.41% (+0.31%)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

31% less repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 75

Holders
196
Holders Change
+11
Holders Change %
+5.95%
% of All Funds
3.15%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.08%
New
28
Increased
52
Reduced
75
Closed
16
Calls
$201K
Puts
Net Calls
+$201K
Net Calls Change
+$201K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$89M -$1.25M -13,538 -1%
Wells Fargo
2
Wells Fargo
California
$70.1M -$6.45M -69,883 -8%
LPL Financial
3
LPL Financial
California
$42.5M -$1.47M -15,895 -3%
AWA
4
Arete Wealth Advisors
Illinois
$34.2M +$1.11M +12,000 New
Bank of America
5
Bank of America
North Carolina
$22.4M -$266K -2,889 -1%
RJA
6
Raymond James & Associates
Florida
$21.6M -$3.74M -40,580 -15%
UBS Group
7
UBS Group
Switzerland
$20.3M -$583K -6,323 -3%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$19.1M -$767K -8,321 -4%
Osaic Holdings
9
Osaic Holdings
Arizona
$15.3M +$5.64M +61,192 +58%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$14.3M -$1.57M -16,985 -10%
Truist Financial
11
Truist Financial
North Carolina
$14.2M -$1.13M -12,237 -7%
Stifel Financial
12
Stifel Financial
Missouri
$12.5M +$1.27M +13,754 +11%
GCA
13
Genesee Capital Advisors
New York
$12.3M +$129K +1,402 +1%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$12.2M -$842K -9,132 -6%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$11.8M +$282K +3,060 +2%
MCM
16
MAI Capital Management
Ohio
$11.4M -$350K -3,791 -3%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$7.54M +$2.49M +26,966 +49%
Ameriprise
18
Ameriprise
Minnesota
$6M -$197K -2,139 -3%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$5.74M +$3.43M +37,238 +146%
KIG
20
Kowal Investment Group
Wisconsin
$5.72M +$88.5K +959 +2%
RW
21
RVW Wealth
California
$5.24M +$51.6K +559 +1%
CWA
22
Choice Wealth Advisors
Maine
$5.02M +$346K +3,750 +7%
TWM
23
Triton Wealth Management
Arizona
$4.99M -$2.42M -26,189 -34%
DADC
24
D.A. Davidson & Co
Montana
$4.92M -$670K -7,267 -12%
Goldman Sachs
25
Goldman Sachs
New York
$4.16M +$1.29M +14,018 +45%