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First Trust Technology AlphaDEX Fund

105 hedge funds and large institutions have $399M invested in First Trust Technology AlphaDEX Fund in 2017 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 33 increasing their positions, 40 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 6

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

10% more capital invested

Capital invested by funds: $363M → $399M (+$35.8M)

9% more funds holding

Funds holding: 96105 (+9)

1.51% less ownership

Funds ownership: 60.56%59.05% (-1.5%)

18% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 40

Holders
105
Holders Change
+9
Holders Change %
+9.38%
% of All Funds
2.62%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.12%
New
15
Increased
33
Reduced
40
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$80.6M +$4.22M +96,865 +6%
Morgan Stanley
2
Morgan Stanley
New York
$56.7M -$4.4K -101 -0%
UBS Group
3
UBS Group
Switzerland
$31.1M +$4.38M +100,732 +16%
NA
4
Navellier & Associates
Nevada
$17.7M +$5.18M +118,916 +41%
Millennium Management
5
Millennium Management
New York
$14.7M -$2.07M -47,514 -12%
AIM
6
Astor Investment Management
Illinois
$14.2M -$1.7M -39,172 -11%
Bank of America
7
Bank of America
North Carolina
$13.9M -$2.45M -56,184 -15%
RJA
8
Raymond James & Associates
Florida
$13.2M -$812K -18,662 -6%
LPL Financial
9
LPL Financial
California
$12.9M -$1.33M -30,538 -9%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$11.3M -$241K -5,544 -2%
FEG
11
Financial Enhancement Group
Indiana
$9.27M +$56.2K +1,292 +0.6%
HCIA
12
Hochman Cole Investment Advisors
Illinois
$8.27M +$164K +3,759 +2%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$8.13M -$61.8K -1,421 -0.8%
HA
14
Hays Advisory
Tennessee
$7.46M +$7.46M +171,406 New
Stifel Financial
15
Stifel Financial
Missouri
$6.45M +$2.11M +48,526 +49%
SAM
16
Shamrock Asset Management
Texas
$5.8M -$540K -12,397 -9%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$4.81M +$2.8M +64,440 +140%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$4.59M +$4.06M +93,243 +758%
GFPC
19
Global Financial Private Capital
Florida
$4.51M -$442K -10,162 -9%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$4.35M -$98.4K -2,260 -2%
SAM
21
SignalPoint Asset Management
Missouri
$4.16M
CS
22
Credit Suisse
Switzerland
$3.91M +$3.91M +89,906 New
IH
23
IFC Holdings
Florida
$3.88M +$3.51M +80,639 +938%
DADC
24
D.A. Davidson & Co
Montana
$3.86M +$247K +5,675 +7%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$3.14M +$96.5K +2,217 +3%