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First Trust Technology AlphaDEX Fund

78 hedge funds and large institutions have $486M invested in First Trust Technology AlphaDEX Fund in 2015 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 36 increasing their positions, 25 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 25

5.59% less ownership

Funds ownership: 69.47%63.88% (-5.6%)

10% less funds holding

Funds holding: 8778 (-9)

33% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 21

47% less capital invested

Capital invested by funds: $919M → $486M (-$433M)

67% less funds holding in top 10

Funds holding in top 10: 62 (-4)

Holders
78
Holders Change
-9
Holders Change %
-10.34%
% of All Funds
2.08%
Holding in Top 10
2
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-66.67%
% of All Funds
0.05%
New
14
Increased
36
Reduced
25
Closed
21
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$72.9M +$4.53M +129,075 +7%
Wells Fargo
2
Wells Fargo
California
$58.8M -$8.05M -229,281 -12%
AIM
3
Astor Investment Management
Illinois
$49M +$9.31M +265,102 +24%
Bank of America
4
Bank of America
North Carolina
$44M +$8.85M +251,982 +26%
BTS
5
BB&T Securities
Virginia
$41.7M -$2.74M -78,074 -40%
BFA
6
Beaumont Financial Advisors
Massachusetts
$32.3M +$984K +28,018 +3%
UBS Group
7
UBS Group
Switzerland
$29.3M -$989K -28,160 -3%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$19M +$9.88M +281,440 +113%
Goldman Sachs
9
Goldman Sachs
New York
$17.9M +$15.3M +436,230 +665%
RJA
10
Raymond James & Associates
Florida
$14.3M +$3.01M +85,755 +27%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$14.1M +$878K +25,006 +7%
LPL Financial
12
LPL Financial
California
$13.3M +$1.27M +36,230 +11%
ACM
13
Aviance Capital Management
Florida
$11M +$7.26M +206,810 +205%
UCFA
14
United Capital Financial Advisors
Texas
$8.73M +$8.59M +244,481 New
BUB
15
BBVA USA Bancshares
Texas
$8.66M -$224K -6,383 -3%
SAM
16
SignalPoint Asset Management
Missouri
$4.53M +$1.98M +56,345 +80%
SI
17
Stephens Inc
Arkansas
$3.18M +$1.46M +41,524 +87%
Jane Street
18
Jane Street
New York
$2.85M +$2.27M +64,621 +430%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$2.77M +$76.4K +2,175 +3%
SG Americas Securities
20
SG Americas Securities
New York
$2.58M +$1.74M +49,497 +218%
ONB
21
Old National Bancorp
Indiana
$2.27M -$59.3K -1,689 -3%
Stifel Financial
22
Stifel Financial
Missouri
$2.21M -$6.42M -182,789 -75%
DADC
23
D.A. Davidson & Co
Montana
$2.18M +$137K +3,905 +7%
WA
24
WESPAC Advisors
California
$2.03M +$2M +56,809 New
NA
25
Navellier & Associates
Nevada
$2.02M +$215K +6,134 +12%