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First Trust Technology AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$809M +$726M +3,725,523 New
Morgan Stanley
2
Morgan Stanley
New York
$163M +$13.4M +68,961 +10%
LPL Financial
3
LPL Financial
California
$126M +$3.5M +17,981 +3%
Wells Fargo
4
Wells Fargo
California
$116M +$17.1M +87,552 +20%
Raymond James Financial
5
Raymond James Financial
Florida
$82.8M -$10.2M -52,223 -12%
BNP Paribas Financial Markets
6
BNP Paribas Financial Markets
France
$76M +$68.2M +350,000 New
UBS Group
7
UBS Group
Switzerland
$41.6M +$4.85M +24,899 +15%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$27M -$355K -1,823 -1%
Ameriprise
9
Ameriprise
Minnesota
$24.3M +$3.36M +17,255 +18%
Bank of America
10
Bank of America
North Carolina
$24.1M +$164K +844 +0.8%
GCA
11
Genesee Capital Advisors
New York
$23.4M -$1.43M -7,347 -6%
Truist Financial
12
Truist Financial
North Carolina
$22.4M +$646K +3,315 +3%
NP
13
Nilsine Partners
Colorado
$21.2M +$18.7M +95,982 +6,237%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$20.8M +$481K +2,467 +3%
P
15
&Partners
Tennessee
$20.5M +$15.3M +78,458 +485%
Stifel Financial
16
Stifel Financial
Missouri
$19.8M +$825K +4,237 +5%
NA
17
NewEdge Advisors
Louisiana
$19.4M +$12.2M +62,818 +237%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$17.6M -$107K -547 -0.7%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$17.5M +$495K +2,541 +3%
ASN
20
Advisory Services Network
Georgia
$17.1M +$15M +76,888 +4,694%
VAS
21
Vestmark Advisory Solutions
Massachusetts
$17M
Osaic Holdings
22
Osaic Holdings
Arizona
$16.1M +$3.67M +18,858 +34%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$15M +$2.13M +10,914 +19%
AAP
24
Arax Advisory Partners
Colorado
$14.7M +$11.2M +57,583 +584%
MCM
25
MAI Capital Management
Ohio
$14.2M -$224K -1,150 -2%