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First Trust Technology AlphaDEX Fund
FXL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$94.3M -$17.6M -170,718 -15%
Wells Fargo
2
Wells Fargo
California
$86.5M -$3.7M -35,864 -4%
LPL Financial
3
LPL Financial
California
$43.3M -$2.71M -26,338 -5%
UBS Group
4
UBS Group
Switzerland
$27M -$1.51M -14,682 -5%
RJA
5
Raymond James & Associates
Florida
$25.6M -$9.08M -88,096 -24%
Bank of America
6
Bank of America
North Carolina
$25.3M -$2.32M -22,554 -8%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$20.8M -$3.01M -29,178 -12%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$16.8M -$1.19M -11,584 -6%
Osaic Holdings
9
Osaic Holdings
Arizona
$16.4M -$1.02M -9,861 -5%
Truist Financial
10
Truist Financial
North Carolina
$15.8M -$187K -1,818 -1%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$13.2M -$491K -4,767 -3%
GCA
12
Genesee Capital Advisors
New York
$12.2M -$467K -4,534 -3%
MCM
13
MAI Capital Management
Ohio
$12.1M +$216K +2,101 +2%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$11.6M +$297K +2,886 +2%
Stifel Financial
15
Stifel Financial
Missouri
$11.5M +$210K +2,037 +2%
TWM
16
Triton Wealth Management
Arizona
$8.2M -$1.37M -13,296 -15%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$7.93M +$218K +2,119 +3%
Ameriprise
18
Ameriprise
Minnesota
$7.64M +$1.72M +16,694 +26%
DADC
19
D.A. Davidson & Co
Montana
$5.86M +$71.6K +695 +1%
KIG
20
Kowal Investment Group
Wisconsin
$5.7M +$667K +6,473 +12%
RW
21
RVW Wealth
California
$5.31M -$71.6K -695 -1%
Citadel Advisors
22
Citadel Advisors
Florida
$4.88M +$3.66M +35,479 +217%
Goldman Sachs
23
Goldman Sachs
New York
$4.28M +$82.3K +799 +2%
AIM
24
Astor Investment Management
Illinois
$4M +$44.6K +433 +1%
MML Investors Services
25
MML Investors Services
Massachusetts
$3.85M -$151K -1,463 -3%
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