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First Trust Technology AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$475M -$46.4M -527,248 -9%
Morgan Stanley
2
Morgan Stanley
New York
$191M +$2.76M +31,339 +2%
Wells Fargo
3
Wells Fargo
California
$168M -$14.1M -160,234 -8%
UBS Group
4
UBS Group
Switzerland
$70.9M -$1.13M -12,834 -2%
Bank of America
5
Bank of America
North Carolina
$60.8M +$1.51M +17,139 +3%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$57M +$3.68M +41,772 +7%
LPL Financial
7
LPL Financial
California
$44M -$5.25M -59,592 -11%
RJA
8
Raymond James & Associates
Florida
$40.8M -$1.3M -14,713 -3%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$36.5M +$7.49M +85,049 +27%
Osaic Holdings
10
Osaic Holdings
Arizona
$26.4M -$3.43M -38,924 -12%
NC
11
NewSquare Capital
Pennsylvania
$20.8M +$13.3M +151,546 +196%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$19.2M +$76.5K +869 +0.4%
Carson Wealth (CWM LLC)
13
Carson Wealth (CWM LLC)
Nebraska
$18.1M
Truist Financial
14
Truist Financial
North Carolina
$18.1M +$388K +4,410 +2%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$17.2M -$154K -1,752 -0.9%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$14.5M +$3.81M +43,239 +37%
HCIA
17
Hochman Cole Investment Advisors
Illinois
$14.5M -$61K -693 -0.4%
Ameriprise
18
Ameriprise
Minnesota
$14.4M -$1.96M -22,208 -12%
GCA
19
Genesee Capital Advisors
New York
$13.9M +$3.53M +40,089 +36%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$12.3M -$4.05M -45,965 -25%
Stifel Financial
21
Stifel Financial
Missouri
$11.6M +$29.3K +333 +0.3%
FEG
22
Financial Enhancement Group
Indiana
$11.1M -$4.58M -51,988 -30%
DADC
23
D.A. Davidson & Co
Montana
$10.4M +$19.1K +217 +0.2%
ODG
24
O'Dell Group
Ohio
$9.45M +$229K +2,598 +3%
BFEC
25
Benjamin F. Edwards & Company
Missouri
$8.48M -$5.28K -60 -0.1%