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First Trust Technology AlphaDEX Fund
FXL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$72.9M +$4.53M +129,075 +7%
Wells Fargo
2
Wells Fargo
California
$58.8M -$8.05M -229,281 -12%
AIM
3
Astor Investment Management
Illinois
$49M +$9.31M +265,102 +24%
Bank of America
4
Bank of America
North Carolina
$44M +$8.85M +251,982 +26%
BFA
5
Beaumont Financial Advisors
Massachusetts
$32.3M +$984K +28,018 +3%
UBS Group
6
UBS Group
Switzerland
$29.3M -$989K -28,160 -3%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$19M +$9.88M +281,440 +113%
Goldman Sachs
8
Goldman Sachs
New York
$17.9M +$15.3M +436,230 +665%
RJA
9
Raymond James & Associates
Florida
$14.3M +$3.01M +85,755 +27%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$14.1M +$878K +25,006 +7%
LPL Financial
11
LPL Financial
California
$13.3M +$1.27M +36,230 +11%
ACM
12
Aviance Capital Management
Florida
$11M +$7.26M +206,810 +205%
UCFA
13
United Capital Financial Advisors
Texas
$8.73M +$8.59M +244,481 New
BUB
14
BBVA USA Bancshares
Texas
$8.66M -$224K -6,383 -3%
SAM
15
SignalPoint Asset Management
Missouri
$4.53M +$1.98M +56,345 +80%
BTS
16
BB&T Securities
Virginia
$4.17M -$2.74M -78,074 -40%
SI
17
Stephens Inc
Arkansas
$3.18M +$1.46M +41,524 +87%
Jane Street
18
Jane Street
New York
$2.85M +$2.27M +64,621 +430%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$2.77M +$76.4K +2,175 +3%
SG Americas Securities
20
SG Americas Securities
New York
$2.58M +$1.74M +49,497 +218%
ONB
21
Old National Bancorp
Indiana
$2.27M -$59.3K -1,689 -3%
Stifel Financial
22
Stifel Financial
Missouri
$2.21M -$6.42M -182,789 -75%
DADC
23
D.A. Davidson & Co
Montana
$2.18M +$137K +3,905 +7%
WA
24
WESPAC Advisors
California
$2.03M +$2M +56,809 New
NA
25
Navellier & Associates
Nevada
$2.02M +$215K +6,134 +12%
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