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First Trust Technology AlphaDEX Fund
FXL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$122M +$3.25M +24,627 +3%
Wells Fargo
2
Wells Fargo
California
$92M -$8.2M -62,173 -8%
LPL Financial
3
LPL Financial
California
$62.2M +$3.91M +29,669 +7%
RJA
4
Raymond James & Associates
Florida
$37.5M +$4.11M +31,111 +13%
RW
5
RVW Wealth
California
$26.5M +$1.35M +10,260 +6%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$23.1M -$235K -1,780 -1%
UBS Group
7
UBS Group
Switzerland
$22.9M -$6.17M -46,763 -22%
Bank of America
8
Bank of America
North Carolina
$22.5M -$417K -3,158 -2%
VAS
9
Vestmark Advisory Solutions
Massachusetts
$18.5M +$326K +2,470 +2%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$18.5M +$297K +2,249 +2%
Osaic Holdings
11
Osaic Holdings
Arizona
$16.7M -$1.23M -9,298 -7%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$15.4M -$219K -1,661 -1%
GCA
13
Genesee Capital Advisors
New York
$15.3M -$1.61M -12,226 -10%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$15M -$7.26M -55,001 -33%
MCM
15
MAI Capital Management
Ohio
$14.5M -$293K -2,221 -2%
Truist Financial
16
Truist Financial
North Carolina
$14.1M -$6.23M -47,185 -31%
Ameriprise
17
Ameriprise
Minnesota
$14M +$355K +2,692 +3%
Stifel Financial
18
Stifel Financial
Missouri
$13.2M -$43.5K -330 -0.3%
NA
19
NewEdge Advisors
Louisiana
$11.7M +$2.43M +18,452 +27%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$8.87M -$196K -1,486 -2%
CWA
21
Choice Wealth Advisors
Maine
$8M +$80.4K +609 +1%
KIG
22
Kowal Investment Group
Wisconsin
$6.94M -$207K -1,572 -3%
VCM
23
Virtue Capital Management
Tennessee
$6.83M +$127K +961 +2%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$6.32M -$1.67M -12,666 -21%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$6.12M -$460K -3,483 -7%
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