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First Trust Technology AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$591M -$67.5M -1,120,183 -11%
Wells Fargo
2
Wells Fargo
California
$180M +$11.7M +193,712 +7%
Morgan Stanley
3
Morgan Stanley
New York
$147M +$6.02M +99,871 +5%
Bank of America
4
Bank of America
North Carolina
$65.3M +$4.12M +68,376 +7%
UBS Group
5
UBS Group
Switzerland
$58.7M +$1.8M +29,896 +3%
RJA
6
Raymond James & Associates
Florida
$51.4M +$4.43M +73,469 +10%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$45.9M +$10.7M +177,918 +33%
LPL Financial
8
LPL Financial
California
$30M +$2.49M +41,274 +10%
AIM
9
Astor Investment Management
Illinois
$25.2M -$4.06M -67,352 -15%
FEM
10
Fulcrum Equity Management
Texas
$24.9M +$23.5M +389,795 New
TIM
11
Total Investment Management
Arizona
$23.9M -$3.34M -55,416 -13%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$23M +$2.32M +38,577 +12%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$21.6M +$131K +2,167 +0.6%
NC
14
NewSquare Capital
Pennsylvania
$20.8M -$335K -5,565 -2%
NA
15
Navellier & Associates
Nevada
$19.4M +$18.3M +303,038 New
Ameriprise
16
Ameriprise
Minnesota
$18.7M +$6.81M +112,978 +62%
Carson Wealth (CWM LLC)
17
Carson Wealth (CWM LLC)
Nebraska
$18.1M -$12.4M -205,527 -58%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$17M +$1.77M +29,438 +12%
MML Investors Services
19
MML Investors Services
Massachusetts
$16.9M +$997K +16,547 +7%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$15.5M -$161K -2,669 -1%
HCIA
21
Hochman Cole Investment Advisors
Illinois
$12.6M +$464K +7,692 +4%
HFS
22
HL Financial Services
Kentucky
$12.1M -$1.06M -17,583 -9%
SB
23
Suntrust Banks
Georgia
$10.8M -$404K -6,699 -3%
ODG
24
O'Dell Group
Ohio
$10.2M -$53.2K -883 -0.5%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$9.21M +$4.23M +70,207 +97%