First Trust Advisors’s First Trust Technology AlphaDEX Fund FXL Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-4,807,984	Closed	-$591M	–	2540
2021 Q3	$591M	Buy	4,807,984 +43,561	+0.9%	+$5.47M	0.64%	12
2021 Q2	$592M	Buy	4,764,423 +64,369	+1%	+$7.65M	0.64%	13
2021 Q1	$534M	Sell	4,700,054 -356,444	-7%	-$41.1M	0.65%	12
2020 Q4	$565M	Sell	5,056,498 -169,931	-3%	-$17.2M	0.75%	8
2020 Q3	$475M	Sell	5,226,429 -527,248	-9%	-$46.4M	0.76%	11
2020 Q2	$480M	Sell	5,753,677 -84,499	-1%	-$6.15M	0.83%	8
2020 Q1	$347M	Sell	5,838,176 -2,545,122	-30%	-$177M	0.79%	14
2019 Q4	$608M	Buy	8,383,298 +155,092	+2%	+$10.6M	1.04%	5
2019 Q3	$536M	Sell	8,228,206 -258,416	-3%	-$17.4M	1.01%	6
2019 Q2	$565M	Sell	8,486,622 -761,911	-8%	-$49.9M	1.06%	6
2019 Q1	$591M	Sell	9,248,533 -1,120,183	-11%	-$67.5M	1.18%	5
2018 Q4	$545M	Sell	10,368,716 -680,868	-6%	-$37.7M	1.29%	3
2018 Q3	$702M	Sell	11,049,584 -314,584	-3%	-$19.1M	1.31%	7
2018 Q2	$639M	Buy	11,364,168 +223,485	+2%	+$12.6M	1.33%	5
2018 Q1	$613M	Buy	11,140,683 +397,881	+4%	+$22.1M	1.41%	5
2017 Q4	$551M	Buy	+10,742,802	New	+$548M	1.31%	6
2015 Q1	–	Sell	-7,492	Closed	-$259K	–	2256
2014 Q4	$259K	Sell	7,492 -20	-0.3%	-$659	﹤0.01%	2110
2014 Q3	$244K	Sell	7,512 -25	-0.3%	-$818	﹤0.01%	2090
2014 Q2	$245K	Sell	7,537 -1,000	-12%	-$30.9K	﹤0.01%	2098
2014 Q1	$266K	Sell	8,537 -2,536	-23%	-$77.9K	﹤0.01%	2121
2013 Q4	$331K	Sell	11,073 -9,828	-47%	-$276K	﹤0.01%	2032
2013 Q3	$569K	Sell	20,901 -21,494	-51%	-$563K	﹤0.01%	1839
2013 Q2	$1.03M	Buy	+42,395	New	+$1.02M	0.01%	1441