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First Trust Technology AlphaDEX Fund

192 hedge funds and large institutions have $1.56B invested in First Trust Technology AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 55 increasing their positions, 79 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 14

6% more funds holding

Funds holding: 181192 (+11)

5% more capital invested

Capital invested by funds: $1.49B → $1.56B (+$74.7M)

0.2% less ownership

Funds ownership: 71.71%71.52% (-0.2%)

27% less funds holding in top 10

Funds holding in top 10: 118 (-3)

30% less repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 79

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $385K

Holders
192
Holders Change
+11
Holders Change %
+6.08%
% of All Funds
3.87%
Holding in Top 10
8
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-27.27%
% of All Funds
0.16%
New
27
Increased
55
Reduced
79
Closed
14
Calls
Puts
$385K
Net Calls
-$385K
Net Calls Change
-$385K
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$475M -$46.4M -527,248 -9%
Morgan Stanley
2
Morgan Stanley
New York
$191M +$2.76M +31,339 +2%
Wells Fargo
3
Wells Fargo
California
$168M -$14.1M -160,234 -8%
UBS Group
4
UBS Group
Switzerland
$70.9M -$1.13M -12,834 -2%
Bank of America
5
Bank of America
North Carolina
$60.8M +$1.51M +17,139 +3%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$57M +$3.68M +41,772 +7%
LPL Financial
7
LPL Financial
California
$44M -$5.25M -59,592 -11%
RJA
8
Raymond James & Associates
Florida
$40.8M -$1.3M -14,713 -3%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$36.5M +$7.49M +85,049 +27%
Osaic Holdings
10
Osaic Holdings
Arizona
$26.4M -$3.43M -38,924 -12%
NC
11
NewSquare Capital
Pennsylvania
$20.8M +$13.3M +151,546 +196%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$19.2M +$76.5K +869 +0.4%
Carson Wealth (CWM LLC)
13
Carson Wealth (CWM LLC)
Nebraska
$18.1M
Truist Financial
14
Truist Financial
North Carolina
$18.1M +$388K +4,410 +2%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$17.2M -$154K -1,752 -0.9%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$14.5M +$3.81M +43,239 +37%
HCIA
17
Hochman Cole Investment Advisors
Illinois
$14.5M -$61K -693 -0.4%
Ameriprise
18
Ameriprise
Minnesota
$14.4M -$1.96M -22,208 -12%
GCA
19
Genesee Capital Advisors
New York
$13.9M +$3.53M +40,089 +36%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$12.3M -$4.05M -45,965 -25%
Stifel Financial
21
Stifel Financial
Missouri
$11.6M +$29.3K +333 +0.3%
FEG
22
Financial Enhancement Group
Indiana
$11.1M -$4.58M -51,988 -30%
DADC
23
D.A. Davidson & Co
Montana
$10.4M +$19.1K +217 +0.2%
ODG
24
O'Dell Group
Ohio
$9.45M +$229K +2,598 +3%
BFEC
25
Benjamin F. Edwards & Company
Missouri
$8.48M -$5.28K -60 -0.1%