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First Trust Technology AlphaDEX Fund

185 hedge funds and large institutions have $1.16B invested in First Trust Technology AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 51 increasing their positions, 91 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.72% less ownership

Funds ownership: 74.27%71.55% (-2.7%)

8% less funds holding

Funds holding: 202185 (-17)

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

35% less capital invested

Capital invested by funds: $1.79B → $1.16B (-$629M)

37% less first-time investments, than exits

New positions opened: 22 | Existing positions closed: 35

44% less repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 91

Holders
185
Holders Change
-17
Holders Change %
-8.42%
% of All Funds
4.08%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.15%
New
22
Increased
51
Reduced
91
Closed
35
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$347M -$177M -2,545,122 -30%
Wells Fargo
2
Wells Fargo
California
$141M -$35.5M -510,977 -18%
Morgan Stanley
3
Morgan Stanley
New York
$133M -$5.57M -80,108 -3%
UBS Group
4
UBS Group
Switzerland
$53.8M -$1.47M -21,130 -2%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$45.4M -$7.57M -108,952 -12%
Bank of America
6
Bank of America
North Carolina
$42.7M -$15.9M -228,984 -24%
RJA
7
Raymond James & Associates
Florida
$35.6M -$8.13M -116,928 -16%
LPL Financial
8
LPL Financial
California
$26.2M -$5.29M -76,060 -15%
Osaic Holdings
9
Osaic Holdings
Arizona
$23.9M +$28M +402,255 New
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$19.5M -$1.13M -16,237 -5%
Carson Wealth (CWM LLC)
11
Carson Wealth (CWM LLC)
Nebraska
$18.1M
Truist Financial
12
Truist Financial
North Carolina
$14.1M -$341K -4,910 -2%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$13.5M -$11.1M -160,359 -41%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$13.4M -$3.71M -53,358 -19%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$13.2M -$12.4M -178,084 -44%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$12.8M +$14.5M +208,358 +2,729%
Ameriprise
17
Ameriprise
Minnesota
$11.1M -$546K -7,856 -4%
FEG
18
Financial Enhancement Group
Indiana
$10.6M -$2.34M -33,603 -16%
HCIA
19
Hochman Cole Investment Advisors
Illinois
$9.63M -$674K -9,688 -6%
Stifel Financial
20
Stifel Financial
Missouri
$8.88M -$665K -9,559 -6%
RW
21
RVW Wealth
California
$8.55M +$10M +143,984 New
DADC
22
D.A. Davidson & Co
Montana
$8.42M -$17.8K -256 -0.2%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$7.04M -$7.86M -113,097 -49%
BFEC
24
Benjamin F. Edwards & Company
Missouri
$6.09M -$1.24M -17,791 -15%
GCA
25
Genesee Capital Advisors
New York
$5.69M +$6.66M +95,753 New