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First Trust Technology AlphaDEX Fund

184 hedge funds and large institutions have $1.66B invested in First Trust Technology AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 67 increasing their positions, 76 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.57% less ownership

Funds ownership: 75.3%74.72% (-0.57%)

3% less capital invested

Capital invested by funds: $1.71B → $1.66B (-$43.8M)

2% less funds holding

Funds holding: 188184 (-4)

12% less repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 76

17% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 18

36% less funds holding in top 10

Funds holding in top 10: 117 (-4)

Holders
184
Holders Change
-4
Holders Change %
-2.13%
% of All Funds
4.04%
Holding in Top 10
7
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-36.36%
% of All Funds
0.15%
New
15
Increased
67
Reduced
76
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$536M -$17.4M -258,416 -3%
Wells Fargo
2
Wells Fargo
California
$188M -$3.31M -49,056 -2%
Morgan Stanley
3
Morgan Stanley
New York
$153M +$527K +7,819 +0.3%
Bank of America
4
Bank of America
North Carolina
$63.4M -$5.6M -83,116 -8%
UBS Group
5
UBS Group
Switzerland
$60.4M +$313K +4,637 +0.5%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$52.6M -$2.32M -34,382 -4%
TIM
7
Total Investment Management
Arizona
$50.5M -$131K -1,939 -0.2%
RJA
8
Raymond James & Associates
Florida
$48.8M -$10.5M -156,284 -17%
LPL Financial
9
LPL Financial
California
$30.4M -$1.23M -18,300 -4%
FEM
10
Fulcrum Equity Management
Texas
$28.8M +$10.9M +161,509 +58%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$26.2M +$1.92M +28,419 +8%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$23.8M +$7.89M +117,063 +47%
NA
13
Navellier & Associates
Nevada
$23.3M +$11.4M +169,742 +90%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$22.5M +$272K +4,042 +1%
NC
15
NewSquare Capital
Pennsylvania
$21.4M +$529K +7,854 +2%
Carson Wealth (CWM LLC)
16
Carson Wealth (CWM LLC)
Nebraska
$18.1M
Baird Financial Group
17
Baird Financial Group
Wisconsin
$17.9M -$880K -13,056 -5%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$17M -$1.89M -27,968 -10%
MML Investors Services
19
MML Investors Services
Massachusetts
$16.2M -$796K -11,808 -5%
AIM
20
Astor Investment Management
Illinois
$16M -$2.99M -44,406 -15%
AG
21
Advisor Group
Arizona
$13.4M +$8.52M +126,425 +161%
Ameriprise
22
Ameriprise
Minnesota
$12.7M +$576K +8,545 +5%
HCIA
23
Hochman Cole Investment Advisors
Illinois
$11.8M -$777K -11,533 -6%
SB
24
Suntrust Banks
Georgia
$10.8M -$375K -5,560 -3%
FEG
25
Financial Enhancement Group
Indiana
$10.8M +$8M +118,621 +254%